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Tesla, Inc. — Director's Dealing 2020
Oct 22, 2020
29741_dirs_2020-10-21_ab9d52d7-0b43-4e77-91cb-d7b2fe948800.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-10-19
Reporting Person: Kirkhorn Zachary (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-19 | Common Stock | S | 1250 | $446.24 | Disposed | 56874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-19 | Incentive Stock Option (right to buy) | $430.83 | A | 232 | Acquired | 2030-10-19 | Common Stock (232) | Direct |
| 2020-10-19 | Non-Qualified Stock Option (right to buy) | $430.83 | A | 205227 | Acquired | 2030-10-19 | Common Stock (205227) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2020.
F2: Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 205,459 shares. 1/48th of the aggregate shares subject to the option shall became vested and exercisable on December 5, 2020, and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter, so that all such shares subject to this option will be fully vested on November 5, 2024.