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Tesla, Inc. — Director's Dealing 2020
Oct 30, 2020
29741_dirs_2020-10-29_3e4c392e-66bf-46d3-8fd3-4979f700760e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-10-27
Reporting Person: Kirkhorn Zachary (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-27 | Common Stock | M | 10000 | $5.69 | Acquired | 66874 | Direct |
| 2020-10-27 | Common Stock | S | 10000 | $427.135 | Disposed | 56874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-27 | Incentive Stock Option (right to buy) | $5.69 | M | 10000 | Disposed | 2021-01-10 | Common Stock (10000) | Direct |
Footnotes
F1: Represents the exercise of this option award ahead of its expiration in January 2021, which is expected to be during a trading blackout period under the issuer's insider trading policy.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.050 to $427.717, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: 1/48th of the shares subject to the option vested monthly starting on the one-month anniversary of the applicable grant date, subject to the grantee's continued service on each such vesting date.