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Tesla, Inc. — Director's Dealing 2020
Oct 30, 2020
29741_dirs_2020-10-29_4c38188f-1642-41a5-baf5-116d8b43d4b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2020-10-27
Reporting Person: Baglino Andrew D (SVP Powertrain and Energy Eng.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-27 | Common Stock | M | 10000 | $48.39 | Acquired | 29837 | Direct |
| 2020-10-27 | Common Stock | S | 10000 | $424.598 | Disposed | 19837 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-27 | Non-Qualified Stock Option (right to buy) | $48.39 | M | 10000 | Disposed | 2024-11-10 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.500 to $424.830, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable upon achievement of a certain performance milestone specified in the option agreement with an expiration date of November 10, 2024.