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Tesla, Inc. — Director's Dealing 2019
Mar 19, 2019
29741_dirs_2019-03-18_9443ea4e-2f38-4952-8b1b-bfc0aa275105.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2019-03-14
Reporting Person: Buss Brad W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-14 | Common Stock | M | 8333 | $29.66 | Acquired | 9873 | Direct |
| 2019-03-14 | Common Stock | M | 6250 | $29.66 | Acquired | 16123 | Direct |
| 2019-03-14 | Common Stock | M | 1561 | $29.66 | Acquired | 17684 | Direct |
| 2019-03-14 | Common Stock | M | 3127 | $29.66 | Acquired | 20811 | Direct |
| 2019-03-14 | Common Stock | S | 19271 | $292.45 | Disposed | 1540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Non-Qualified Stock Option (right to buy) | $29.66 | M | 8333 | Disposed | 2019-06-12 | Common Stock (8333) | Direct |
| 2019-03-14 | Non-Qualified Stock Option (right to buy) | $29.66 | M | 6250 | Disposed | 2019-06-12 | Common Stock (6250) | Direct |
| 2019-03-14 | Non-Qualified Stock Option (right to buy) | $29.66 | M | 1561 | Disposed | 2019-06-12 | Common Stock (1561) | Direct |
| 2019-03-14 | Non-Qualified Stock Option (right to buy) | $29.66 | M | 3127 | Disposed | 2019-06-12 | Common Stock (3127) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11808 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.
F2: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option were vested and exercisable by July 12, 2014.
F3: 100% of the shares subject to the option became vested and exercisable on July 12, 2014.
F4: 100% of the shares subject to the option became vested and exercisable on June 12, 2013.