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Tesla, Inc. — Director's Dealing 2019
Aug 1, 2019
29741_dirs_2019-07-31_0857d622-10f0-46fe-8eeb-9d854de6aeaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2019-07-29
Reporting Person: Straubel Jeffrey B (Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-29 | Common Stock | S | 3675 | $226.863 | Disposed | 287723 | Direct |
| 2019-07-29 | Common Stock | S | 1600 | $227.777 | Disposed | 286123 | Direct |
| 2019-07-29 | Common Stock | S | 2100 | $228.883 | Disposed | 284023 | Direct |
| 2019-07-29 | Common Stock | S | 1100 | $229.664 | Disposed | 282923 | Direct |
| 2019-07-29 | Common Stock | S | 700 | $230.913 | Disposed | 282223 | Direct |
| 2019-07-29 | Common Stock | S | 1400 | $232.299 | Disposed | 280823 | Direct |
| 2019-07-29 | Common Stock | S | 970 | $233.334 | Disposed | 279853 | Direct |
| 2019-07-29 | Common Stock | S | 600 | $234.312 | Disposed | 279253 | Direct |
| 2019-07-29 | Common Stock | S | 2655 | $235.158 | Disposed | 276598 | Direct |
| 2019-07-29 | Common Stock | S | 200 | $235.795 | Disposed | 276398 | Direct |
Footnotes
F1: As announced on July 24, 2019, the reporting person will be departing from his position as Tesla, Inc.'s Chief Technical Officer and will transition to a senior advisor role. The stock sales reported on this Form 4 were automatically effected pursuant to an existing pre-determined Rule 10b5-1 trading plan previously adopted by the reporting person on November 12, 2018.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.370 to $227.340, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.380 to $228.290, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.380 to $229.350 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.380 to $230.080 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.400 to $231.360 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.620 to $232.610 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.750 to $233.710 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.750 to $234.700 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.760 to $235.740 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.760 to $235.830 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.