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Tesla, Inc. — Director's Dealing 2019
Oct 12, 2019
29741_dirs_2019-10-11_174e25e7-647b-491c-b8fc-0212a1299d4f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2019-10-01
Reporting Person: Baglino Andrew D (SVP Powertrain and Energy Eng.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3654 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $207.85 | 2026-01-11 | Common Stock (979) | Direct | |
| Incentive Stock Option (right to buy) | $313.56 | 2028-03-19 | Common Stock (954) | Direct | |
| Incentive Stock Option (right to buy) | $276.59 | 2028-10-16 | Common Stock (3) | Direct | |
| Incentive Stock Option (right to buy) | $258.18 | 2029-07-19 | Common Stock (387) | Direct | |
| Non-Qualified Stock Option (right to buy) | $241.93 | 2024-11-10 | Common Stock (7018) | Direct | |
| Non-Qualified Stock Option (right to buy) | $207.85 | 2026-01-11 | Common Stock (9335) | Direct | |
| Non-Qualified Stock Option (right to buy) | $313.56 | 2028-03-19 | Common Stock (14046) | Direct | |
| Non-Qualified Stock Option (right to buy) | $276.59 | 2028-10-16 | Common Stock (10337) | Direct | |
| Non-Qualified Stock Option (right to buy) | $258.18 | 2029-07-19 | Common Stock (41725) | Direct | |
| Restricted Stock Unit | $0.0 | Common Stock (1104) | Direct | ||
| Restricted Stock Unit | $0.0 | Common Stock (1847) | Direct | ||
| Restricted Stock Unit | $0.0 | Common Stock (2930) | Direct |
Footnotes
F1: Represents a single option award grant with respect to 26,479 total shares initially. 1/48th of the total shares subject to the option became vested and exercisable on February 11, 2016 and 1/48th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F2: Represents a single option award grant with respect to 15,000 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on March 27, 2018 and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F3: Represents a single option award grant with respect to 10,340 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on November 1, 2018 and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F4: Represents a single option award grant with respect to 42,112 total shares initially. 1/60th of the total shares subject to the option became vested and exercisable on July 24, 2019 and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter.
F5: Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement.
F6: 1/16th of the total 8,827 restricted stock units initially subject to this award vested on June 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of March 5, 2020.
F7: 1/16th of the 2,954 total restricted stock units initially subject to this award vested on June 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of March 5, 2022.
F8: 1/20th of the 3,447 total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.