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Tesla, Inc. — Director's Dealing 2019
Nov 15, 2019
29741_dirs_2019-11-14_490d5586-f6c6-407a-b270-30a15730bf78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2019-11-12
Reporting Person: Musk Kimbal (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-12 | Common Stock | M | 49905 | $261.89 | Acquired | 198238 | Direct |
| 2019-11-12 | Common Stock | S | 49905 | $350.071 | Disposed | 148333 | Direct |
| 2019-11-12 | Common Stock | S | 14285 | $350.0 | Disposed | 134048 | Direct |
| 2019-11-13 | Common Stock | M | 95 | $261.89 | Acquired | 134143 | Direct |
| 2019-11-13 | Common Stock | S | 95 | $355.0 | Disposed | 134048 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-12 | Non-Qualified Stock Option (right to buy) | $261.89 | M | 49905 | Disposed | 2022-06-18 | Common Stock (49905) | Direct |
| 2019-11-13 | Non-Qualified Stock Option (right to buy) | $261.89 | M | 95 | Disposed | 2022-06-18 | Common Stock (95) | Direct |
Footnotes
F1: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $350.00 to $350.31, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018.