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Tesla, Inc. Director's Dealing 2019

Dec 10, 2019

29741_dirs_2019-12-09_1f4d1a0d-d817-4e7c-99dd-9b3fb6383301.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2019-12-05

Reporting Person: Kirkhorn Zachary (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-05 Common Stock M 78 $0.0 Acquired 9779 Direct
2019-12-05 Common Stock M 74 $0.0 Acquired 9853 Direct
2019-12-05 Common Stock M 72 $0.0 Acquired 9925 Direct
2019-12-05 Common Stock M 62 $0.0 Acquired 9987 Direct
2019-12-05 Common Stock M 43 $0.0 Acquired 10030 Direct
2019-12-05 Common Stock M 181 $0.0 Acquired 10211 Direct
2019-12-05 Common Stock M 1801 $0.0 Acquired 12012 Direct
2019-12-06 Common Stock F 868 $334.9 Disposed 11144 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-05 Restricted Stock Unit $0.0 M 78 Disposed Common Stock (78) Direct
2019-12-05 Restricted Stock Unit $0.0 M 74 Disposed Common Stock (74) Direct
2019-12-05 Restricted Stock Unit $0.0 M 72 Disposed Common Stock (72) Direct
2019-12-05 Restricted Stock Unit $0.0 M 62 Disposed Common Stock (62) Direct
2019-12-05 Restricted Stock Unit $0.0 M 43 Disposed Common Stock (43) Direct
2019-12-05 Restricted Stock Unit $0.0 M 181 Disposed Common Stock (181) Direct
2019-12-05 Restricted Stock Unit $0.0 M 1801 Disposed Common Stock (1801) Direct

Footnotes

F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2019

F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

F3: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2020.

F4: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020.

F5: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F6: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F7: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.

F8: 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2023.