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Tesla, Inc. — Director's Dealing 2018
Feb 15, 2018
29741_dirs_2018-02-14_65b34216-4fac-48a5-85e5-91221cf0cceb.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2017-05-01
Reporting Person: Musk Kimbal (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Common Stock | S | 1791 | $315.523 | Disposed | 164064 | Direct |
| 2017-05-01 | Common Stock | S | 400 | $316.153 | Disposed | 163664 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Non-Qualified Stock Option (right to buy) | $22.66 | M | 2500 | Acquired | 2019-06-12 | Common Stock (2500) | Direct |
Footnotes
F1: The sale of these shares was omitted from the reporting person's original Form 4 filed on May 3, 2017, and as a result, the reporting person's holdings have been overstated by 2,191 shares on all Forms 4 filed after May 3, 2017 and before this filing. The corrected number of shares held by the reporting person as of the date hereof is 148,333.
F2: The sale transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.00 to $315.96, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.04 to $316.19, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015.