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Tesla, Inc. — Director's Dealing 2018
Mar 8, 2018
29741_dirs_2018-03-07_945f82ab-263e-4a27-9c16-63710a14808f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-03-05
Reporting Person: Branderiz Eric (VP, Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-05 | Common Stock | M | 1201 | $0.0 | Acquired | 2474 | Direct |
| 2018-03-06 | Common Stock | F | 636 | $333.75 | Disposed | 1838 | Direct |
| 2018-03-07 | Common Stock | S | 452 | $325.44 | Disposed | 1386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-05 | Restricted Stock Unit | $0.0 | M | 1201 | Disposed | Common Stock (1201) | Direct |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2018.
F2: Amount of securities beneficially owned includes 71 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2018.
F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK
UNITS REPORTED HEREIN.
F4: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017.
F5: 4,808 of the restricted stock units included in this grant vested on December 5, 2017 and the remaining 14,422 shares commenced vesting in twelve equal quarterly installments beginning March 5, 2018.