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Tesla, Inc. — Director's Dealing 2018
Mar 8, 2018
29741_dirs_2018-03-07_985a24b1-ec25-4357-8e2a-8510f609a610.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-03-05
Reporting Person: FIELD JOHN DOUGLAS (Senior VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-05 | Common Stock | M | 189 | — | Acquired | 18442 | Direct |
| 2018-03-05 | Common Stock | M | 530 | — | Acquired | 18972 | Direct |
| 2018-03-05 | Common Stock | M | 563 | — | Acquired | 19535 | Direct |
| 2018-03-05 | Common Stock | M | 3042 | — | Acquired | 22577 | Direct |
| 2018-03-06 | Common Stock | F | 78 | $333.75 | Disposed | 22499 | Direct |
| 2018-03-06 | Common Stock | F | 184 | $333.75 | Disposed | 22315 | Direct |
| 2018-03-06 | Common Stock | F | 196 | $333.75 | Disposed | 22119 | Direct |
| 2018-03-06 | Common Stock | F | 1258 | $333.75 | Disposed | 20861 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-05 | Restricted Stock Unit | $0 | M | 563 | Disposed | Common Stock (563) | Direct | |
| 2018-03-05 | Restricted Stock Unit | $0 | M | 189 | Disposed | Common Stock (189) | Direct | |
| 2018-03-05 | Restricted Stock Unit | $0 | M | 530 | Disposed | Common Stock (530) | Direct | |
| 2018-03-05 | Restricted Stock Unit | $0 | M | 3042 | Disposed | Common Stock (3042) | Direct |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2018.
F2: Amount of securities beneficially owned includes 25 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2018.
F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F4: 1,689 of the restricted stock units included in this grant vested on March 5, 2016 and the remaining 7,318 shares commenced vesting in thirteen equal quarterly installments beginning June 5, 2016
F5: The restricted stock units included in this grant commenced vesting in sixteen equal quarterly installments beginning March 5, 2016.
F6: 1,060 of the restricted stock units included in this grant vested on December 5, 2016 and the remaining 7,420 shares commenced vesting in fourteen equal quarterly installments beginning March 5, 2017.
F7: 3,042 of the restricted stock units included in this grant vested on March 5, 2018 and the remaining 21,289 shares will commence vesting in fourteen equal quarterly installments beginning June 5, 2018.