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Tesla, Inc. — Director's Dealing 2018
Sep 8, 2018
29741_dirs_2018-09-07_74f6c630-2694-41e8-9bcc-647cdc46c2b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-09-05
Reporting Person: Ahuja Deepak (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-05 | Common Stock | M | 2666 | $0.0 | Acquired | 24809 | Direct |
| 2018-09-06 | Common Stock | F | 1329 | $284.66 | Disposed | 23480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-05 | Restricted Stock Unit | $0.0 | M | 2666 | Disposed | Common Stock (2666) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38989 | Indirect |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2018.
F2: Amount of securities beneficially owned includes 73 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on August 31, 2018.
F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F4: 1/4th of the total restricted stock units initially subject to this award vested on March 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter.