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Tesla, Inc. — Director's Dealing 2018
Oct 4, 2018
29741_dirs_2018-10-03_384b0a0b-f281-4b81-bead-9028efd3ceff.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-09-26
Reporting Person: Guillen Jerome M (President, Automotive)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7598 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $363.8 | Common Stock (1370) | Direct | ||
| Incentive Stock Option (right to buy) | $315.73 | Common Stock (636) | Direct | ||
| Non-Qualified Stock Option (right to buy) | $139.34 | Common Stock (38250) | Direct | ||
| Non-Qualified Stock Option (right to buy) | $217.87 | Common Stock (27293) | Direct | ||
| Non-Qualified Stock Option (right to buy) | $363.8 | Common Stock (7754) | Direct | ||
| Non-Qualified Stock Option (right to buy) | $342.94 | Common Stock (11621) | Direct | ||
| Non-Qualified Stock Option (right to buy) | $315.73 | Common Stock (44364) | Direct | ||
| Restricted Stock Unit | $0.0 | Common Stock (1991) | Direct | ||
| Restricted Stock Unit | $0.0 | Common Stock (2664) | Direct |
Footnotes
F1: 1/48th of the shares subject to the option became vested and exercisable on September 14, 2017, and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F2: 1/60th of the shares subject to the option became vested and exercisable on March 12, 2018, and 1/60th of the shares subject to the option shall become vested and exercisable each month thereafter.
F3: 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable with the attainment of meeting the remaining performance goal specified in the option agreement.
F4: 1/4th of the shares subject to the option vested and became exercisable on January 15, 2018, and the remainder of the shares subject to the option shall become vested and exercisable with the attainment of meeting the remaining performance goals specified in the option agreement.
F5: 1/3rd of the shares subject to the option shall become vested and exercisable upon meeting each of three performance goals specified in the option agreement.
F6: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter.
F7: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter.