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Tesla, Inc. — Director's Dealing 2018
Oct 24, 2018
29741_dirs_2018-10-23_b075ae02-714d-4425-9230-b575cdddb022.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-10-22
Reporting Person: Ahuja Deepak (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-22 | Common Stock | M | 5035 | $31.49 | Acquired | 28515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-22 | Incentive Stock Option (right to buy) | $31.49 | M | 5035 | Disposed | 2022-02-13 | Common Stock (5035) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38989 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 represent a cash exercise of options by the reporting person for 5,035 shares of the Issuer's Common stock and are exempt from Section 16(b) by reason of Rule 16b-3. No sales of Issuer stock have occurred as part of these transactions.
F2: 1/48th of the shares subject to the option became vested and exercisable on March 13, 2012 and 1/48th of the shares subject to the option became vested and exercisable each month thereafter such that all shares subject to the Option became fully vested and exercisable by February 13, 2016.