Tesla, Inc. — Director's Dealing 2018

Nov 10, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-11-07

Reporting Person: Straubel Jeffrey B (Chief Technical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-07	Common Stock	M	15000	$20.72	Acquired	341398	Direct
2018-11-07	Common Stock	S	3670	$347.46	Disposed	337728	Direct
2018-11-07	Common Stock	S	6530	$348.23	Disposed	331198	Direct
2018-11-07	Common Stock	S	4200	$349.39	Disposed	326998	Direct
2018-11-07	Common Stock	S	600	$349.97	Disposed	326398	Direct
2018-11-07	Common Stock	G	20000	$0.0	Disposed	306398	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-07	Non-Qualified Stock Option (right to buy)	$20.72	M	15000	Disposed	2020-09-13	Common Stock (15000)	Direct

Footnotes

F1: Amount of securities beneficially owned includes 97 shares acquired under Tesla, Inc.'s employee stock purchase plan since the date of the reporting person's last Form 4 that reported shares of common stock owned.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.80 to $347.79, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.87 to $348.80, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.88 to $349.87, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.93 to $350.00, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.

F6: 20,000 Tesla shares were gifted to charity.

F7: 1/4th of the shares subject to the option became equally vested and exercisable on each of January 21, 2011, October 1, 2011, September 12, 2012, and June 4, 2013.