Tesla, Inc. — Director's Dealing 2018

Dec 27, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2018-12-20

Reporting Person: Gracias Antonio J. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-20	Common Stock	M	7200	$30.08	Acquired	24332	Direct
2018-12-20	Common Stock	S	400	$313.52	Disposed	23932	Direct
2018-12-20	Common Stock	S	990	$315.26	Disposed	22942	Direct
2018-12-20	Common Stock	S	1400	$316.5	Disposed	21542	Direct
2018-12-20	Common Stock	S	400	$317.48	Disposed	21142	Direct
2018-12-20	Common Stock	S	10	$318.5	Disposed	21132	Direct
2018-12-20	Common Stock	S	100	$319.57	Disposed	21032	Direct
2018-12-20	Common Stock	S	1300	$321.05	Disposed	19732	Direct
2018-12-20	Common Stock	S	700	$322.17	Disposed	19032	Direct
2018-12-20	Common Stock	S	900	$323.51	Disposed	18132	Direct
2018-12-20	Common Stock	S	700	$324.54	Disposed	17432	Direct
2018-12-20	Common Stock	S	100	$325.55	Disposed	17332	Direct
2018-12-20	Common Stock	S	100	$325.67	Disposed	17232	Direct
2018-12-20	Common Stock	S	100	$327.5	Disposed	17132	Direct
2018-12-20	Common Stock	S	490	$318.61	Disposed	16642	Direct
2018-12-20	Common Stock	S	600	$319.98	Disposed	16042	Direct
2018-12-20	Common Stock	S	100	$320.57	Disposed	15942	Direct
2018-12-21	Common Stock	M	7200	$30.08	Acquired	23142	Direct
2018-12-21	Common Stock	S	1200	$314.13	Disposed	21942	Direct
2018-12-21	Common Stock	S	500	$314.95	Disposed	21442	Direct
2018-12-21	Common Stock	S	1700	$316.15	Disposed	19742	Direct
2018-12-21	Common Stock	S	1910	$318.85	Disposed	17832	Direct
2018-12-21	Common Stock	S	1090	$319.9	Disposed	16742	Direct
2018-12-21	Common Stock	S	700	$321.11	Disposed	16042	Direct
2018-12-21	Common Stock	S	100	$321.91	Disposed	15942	Direct
2018-12-21	Common Stock	S	700	$317.12	Disposed	15242	Direct
2018-12-21	Common Stock	S	490	$318.22	Disposed	14752	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-20	Non-Qualified Stock Option (right to buy)	$30.08	M	7200	Disposed	2019-06-08	Common Stock (7200)	Direct
2018-12-21	Non-Qualified Stock Option (right to buy)	$30.08	M	7200	Disposed	2019-06-08	Common Stock (7200)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	271778	Indirect
Common Stock	4253	Indirect

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.03 to $313.85, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.59 to $315.58, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.00 to $316.70, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.05 to $317.80, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.57 to $321.48, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.82 to $322.72, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.12 to $324.01, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.12 to $325.02, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.54 to $325.55, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $318.25 to $318.93, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.51 to $320.34, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.53 to $314.50, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.54 to $315.50, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.75 to $316.65, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $318.42 to $319.21, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.58 to $320.48, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.67 to $321.42, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.84 to $317.81, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.89 to $318.73, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F22: These shares are owned directly by Valor Equity Management II, LP. The reporting person is the manager of Valor Equity Management II, LP and may be deemed to have an indirect pecuniary interest in the shares owned by Valor Equity Management II, LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F23: 100% of the shares subject to the option became vested and exercisable on June 8, 2013.