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Tesla, Inc. — Director's Dealing 2017
Sep 7, 2017
29741_dirs_2017-09-07_ca2bcdf9-bc02-4c1e-bdea-4398cc1db576.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2017-09-05
Reporting Person: FIELD JOHN DOUGLAS (Senior VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-05 | Common Stock | A | 530 | — | Acquired | 19838 | Direct |
| 2017-09-05 | Common Stock | A | 3592 | — | Acquired | 23430 | Direct |
| 2017-09-05 | Common Stock | A | 563 | — | Acquired | 23993 | Direct |
| 2017-09-05 | Common Stock | A | 189 | — | Acquired | 24182 | Direct |
| 2017-09-06 | Common Stock | F | 278 | $349.65 | Disposed | 23904 | Direct |
| 2017-09-06 | Common Stock | F | 1884 | $349.65 | Disposed | 22020 | Direct |
| 2017-09-06 | Common Stock | F | 296 | $349.65 | Disposed | 21724 | Direct |
| 2017-09-06 | Common Stock | F | 100 | $349.65 | Disposed | 21624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-05 | Restricted Stock Unit | $0 | M | 530 | Disposed | Common Stock (530) | Direct | |
| 2017-09-05 | Restricted Stock Unit | $0 | M | 3592 | Disposed | Common Stock (3592) | Direct | |
| 2017-09-05 | Restricted Stock Unit | $0 | M | 563 | Disposed | Common Stock (563) | Direct | |
| 2017-09-05 | Restricted Stock Unit | $0 | M | 189 | Disposed | Common Stock (189) | Direct |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2017.
F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F3: 1,060 of the restricted units included in this grant vested on December 5, 2016 and the remaining 7,420 commenced vesting in fourteen equal quarterly installments beginning March 5, 2017.
F4: 21,555 of the restricted units included in this grant commenced vesting in six equal quarterly installment beginning June 5, 2016.
F5: 7,318 of the restricted units included in this grant commenced vesting in thirteen equal quarterly installments beginning June 5, 2016.
F6: 2,834 of the restricted units included in this grant commenced vesting in fifteen equal quarterly installments beginning June 5, 2016.