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Tesla, Inc. — Director's Dealing 2017
Apr 5, 2017
29741_dirs_2017-04-05_5d8a3b13-078e-4ba5-b706-cd406d76c801.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2017-04-03
Reporting Person: Musk Kimbal (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Common Stock | M | 2500 | $29.66 | Acquired | 170546 | Direct |
| 2017-04-03 | Common Stock | S | 1475 | $285.789 | Disposed | 169071 | Direct |
| 2017-04-03 | Common Stock | S | 925 | $286.912 | Disposed | 168146 | Direct |
| 2017-04-03 | Common Stock | S | 100 | $287.8 | Disposed | 168046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Non-Qualified Stock Option (right to buy) | $29.66 | M | 2500 | Disposed | 2019-06-12 | Common Stock (2500) | Direct |
Footnotes
F1: The exercise and sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.33 to $286.19, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.47 to $287.30, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015.