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Tesla, Inc. — Director's Dealing 2017
Mar 7, 2017
29741_dirs_2017-03-07_99be278c-4458-450d-986d-ad00aae71ac7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2017-02-13
Reporting Person: McNeill Jon (President, WW Sales/Service)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-05 | Common Stock | M | 530 | — | Acquired | 1312 | Direct |
| 2017-03-06 | Common Stock | F | 203 | $247.924 | Disposed | 1109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-13 | Restricted Stock Unit | $0 | A | 4179 | Acquired | Common Stock (4179) | Direct | |
| 2017-03-05 | Restricted Stock Unit | $0 | M | 530 | Disposed | Common Stock (530) | Direct |
Footnotes
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2017.
F2: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F3: 1/8th of the restricted stock units will vest on September 5, 2017 and 1/16th of the restricted stock units will vest every three months thereafter.
F4: 530 of the restricted stock units included in this grant vested on March 5, 2017 and the remaining 6,890 restricted stock units will commence vesting in thirteen equal quarterly installments beginning June 5, 2017.
F5: Amount of securities beneficially owned includes 124 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2017.