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Tesla, Inc. — Director's Dealing 2017
Apr 11, 2017
29741_dirs_2017-04-11_150a1a1a-60c6-4cca-87e9-1dc1f0ab756c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tesla, Inc. (TSLA)
CIK: 0001318605
Period of Report: 2017-04-07
Reporting Person: FIELD JOHN DOUGLAS (Senior VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-07 | Common Stock | S | 200 | $300.42 | Disposed | 17299 | Direct |
| 2017-04-07 | Common Stock | S | 300 | $302.14 | Disposed | 16999 | Direct |
Footnotes
F1: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.23 to $300.61, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reporting person's Form 4 filed with the Securities and Exchange Commission on March 7, 2017 inadvertently reflected a beginning balance of 16,133 shares of the Issuer's common stock held prior to the transactions reported on such previous Form 4, instead of 14,633 shares that were actually held. Accordingly, the reporting person held 17,499 shares of Issuer's common stock prior to the transactions reported on this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.87 to $302.33, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.