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Tesla, Inc. — Director's Dealing 2015
May 18, 2015
29741_dirs_2015-05-18_85d53060-3adc-4b39-8126-caf21a7a3c4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2015-05-15
Reporting Person: Guillen Jerome M (VP Service and Sales Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-15 | Common Stock | M | 1500.0 | $31.49 | Acquired | 4162 | Direct |
| 2015-05-15 | Common Stock | S | 200.0 | $243.6 | Disposed | 3962 | Direct |
| 2015-05-15 | Common Stock | S | 100.0 | $244.75 | Disposed | 3862 | Direct |
| 2015-05-15 | Common Stock | S | 465.0 | $246.82 | Disposed | 3397 | Direct |
| 2015-05-15 | Common Stock | S | 500.0 | $247.91 | Disposed | 2897 | Direct |
| 2015-05-15 | Common Stock | S | 235.0 | $248.89 | Disposed | 2662 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-15 | Non-Qualified Stock Option (right to buy) | $31.49 | M | 1500.0 | Disposed | 2022-02-13 | Common Stock (1500) | Direct |
Footnotes
F1: The stock option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.39 to $243.81, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.33 to $247.05, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.53 to $248.43, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.87 to $248.98, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date.