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Tesla, Inc. — Director's Dealing 2014
Sep 4, 2014
29741_dirs_2014-09-04_faa30b14-b16b-4cba-9a73-f14134d9363c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2014-09-02
Reporting Person: Ahuja Deepak (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-02 | Common Stock | M | 810.0 | $2.7 | Acquired | 3962 | Direct |
| 2014-09-02 | Common Stock | S | 810.0 | $284.105 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 1755.0 | $2.7 | Acquired | 4907 | Direct |
| 2014-09-02 | Common Stock | S | 1755.0 | $283.321 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 500.0 | $2.7 | Acquired | 3652 | Direct |
| 2014-09-02 | Common Stock | S | 500.0 | $282.168 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 500.0 | $2.7 | Acquired | 3652 | Direct |
| 2014-09-02 | Common Stock | S | 500.0 | $281.382 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 400.0 | $2.7 | Acquired | 3552 | Direct |
| 2014-09-02 | Common Stock | S | 400.0 | $279.428 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 200.0 | $2.7 | Acquired | 3352 | Direct |
| 2014-09-02 | Common Stock | S | 200.0 | $277.74 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 735.0 | $2.7 | Acquired | 3887 | Direct |
| 2014-09-02 | Common Stock | S | 735.0 | $276.851 | Disposed | 3152 | Direct |
| 2014-09-02 | Common Stock | M | 100.0 | $2.7 | Acquired | 3252 | Direct |
| 2014-09-02 | Common Stock | S | 100.0 | $274.7 | Disposed | 3152 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 810.0 | Disposed | 2016-04-12 | Common Stock (810) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 1755.0 | Disposed | 2016-04-12 | Common Stock (1755) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 500.0 | Disposed | 2016-04-12 | Common Stock (500) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 500.0 | Disposed | 2016-04-12 | Common Stock (500) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 400.0 | Disposed | 2016-04-12 | Common Stock (400) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 200.0 | Disposed | 2016-04-12 | Common Stock (200) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 735.0 | Disposed | 2016-04-12 | Common Stock (735) | Direct |
| 2014-09-02 | Incentive Stock Option (right to buy) | $2.7 | M | 100.0 | Disposed | 2016-04-12 | Common Stock (100) | Direct |
Footnotes
F1: Amount of securities beneficially owned includes 1 share acquired under the Tesla Motors, Inc. Employee Stock Purchase Plan on August 29, 2014.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.91 to $284.9099, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.90 to $283.8999, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.87 to $282.8699, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.85 to $281.8499, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $278.82 to $279.8199, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.56 to $278.5599, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.42 to $277.4199, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.70 to $275.6999, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The stock option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2014.
F11: 1/4th of the shares subject to the option first became vested and exercisable on the date listed and 1/48th of the shares subject to the option became vested and exercisable each month thereafter.