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Tesla, Inc. — Director's Dealing 2013
Jan 3, 2013
29741_dirs_2013-01-03_dc854ec1-ebb8-4168-a91c-ca686038f07f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2013-01-02
Reporting Person: Ahuja Deepak (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Stock | M | 4675 | $14.17 | Acquired | 6155 | Direct |
| 2013-01-02 | Common Stock | S | 4675 | $35.021 | Disposed | 1480 | Direct |
| 2013-01-02 | Common Stock | M | 2745 | $6.63 | Acquired | 4225 | Direct |
| 2013-01-02 | Common Stock | S | 2745 | $35.021 | Disposed | 1480 | Direct |
| 2013-01-02 | Common Stock | M | 2580 | $2.7 | Acquired | 4060 | Direct |
| 2013-01-02 | Common Stock | S | 2580 | $35.021 | Disposed | 1480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $2.7 | M | 2580 | Disposed | 2015-09-02 | Common Stock (2580) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $6.63 | M | 2745 | Disposed | 2016-12-03 | Common Stock (2745) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $14.17 | M | 4675 | Disposed | 2017-06-11 | Common Stock (4675) | Direct |
Footnotes
F1: The stock option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2012.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.71 to $35.21, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: 1/4th of the shares subject to the option first become vested and exercisable on the date listed and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F4: Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement.