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Tesla, Inc. — Director's Dealing 2013
Apr 4, 2013
29741_dirs_2013-04-04_c314675b-7a8e-4099-b090-137a35789b3d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2013-04-01
Reporting Person: Ahuja Deepak (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-01 | Common Stock | M | 20000 | $14.17 | Acquired | 21974 | Direct |
| 2013-04-01 | Common Stock | S | 5000 | $44.5 | Disposed | 16974 | Direct |
| 2013-04-01 | Common Stock | S | 15000 | $42.255 | Disposed | 1974 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Non-Qualified Stock Option (right to buy) | $14.17 | M | 20000 | Disposed | 2017-06-11 | Common Stock (20000) | Direct |
Footnotes
F1: The stock option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2012. This form amendment is being filed to correct the date of the 10b5-1 trading plan indicated in the original footnote.
F2: Amount of securities beneficially owned includes 494 shares acquired under the Tesla Motors, Inc. Employee Stock Purchase Plan on February 28, 2013.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10.to $42.71, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement.