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Tesla, Inc. — Director's Dealing 2012
Dec 26, 2012
29741_dirs_2012-12-26_ec2d1f57-7101-4eef-a1b7-f226cd77540d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2012-12-12
Reporting Person: Kroeger Harald (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4867929 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $ | 2013-01-11 | Common Stock (29860) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $ | 2013-03-12 | Common Stock (16666) | Indirect |
Footnotes
F1: The shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F2: Options are currently exercisable for up to 29,860 shares at $6.63 per share.
F3: The options are owned directly by DNAC. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F4: Options are currently exercisable for up to 16,666 shares at $28.43 per share.