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Tesla, Inc. — Director's Dealing 2010
Jun 25, 2010
29741_dirs_2010-06-25_014bbbcd-a518-4e89-8af3-6c7244ec2db0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2010-06-28
Reporting Person: Musk Elon (Director, Pres, Prod Architect & Chairmn, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2666666 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (4880343) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (12162167) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (10572687) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (4097877) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (40825647) | Indirect | ||
| Option to Buy (Common Stock) | $6.63 | 2016-12-03 | Common Stock (3355986) | Direct | |
| Option to Buy (Common Stock) | $6.63 | 2016-12-03 | Common Stock (3335986) | Direct | |
| Series C Preferred Stock Warrants (right to buy) | $ | Common Stock (325441) | Indirect |
Footnotes
F1: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock will automatically convert into .333333 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.
F2: Each share of the Issuer's Series C preferred stock will automatically convert into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.
F3: 1/4th of the shares subject to the option became vested and exercisable on December 4, 2009 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F4: Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement.
F5: The warrant will be automatically net exercised by the reporting person on the effective date of Issuer's initial public offering. If not exercised, the warrant will automatically expire.