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Tesla, Inc. — Director's Dealing 2010
Jun 25, 2010
29741_dirs_2010-06-25_ed409877-2c4c-41e9-8e71-4b7738a6ceee.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TESLA MOTORS INC (TSLA)
CIK: 0001318605
Period of Report: 2010-06-28
Reporting Person: Straubel Jeffrey B (Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 255249 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $ | Common Stock (54054) | Direct | ||
| Series C Preferred Stock | $ | Common Stock (17621) | Direct | ||
| Right to Buy (Common Stock) | $0.36 | 2013-05-30 | Common Stock (10416) | Direct | |
| Right to Buy (Common Stock) | $2.10 | 2014-11-08 | Common Stock (9334) | Direct | |
| Right to Buy (Common Stock) | $2.70 | 2015-06-03 | Common Stock (33333) | Direct | |
| Right to Buy (Common Stock) | $2.70 | 2016-04-12 | Common Stock (107916) | Direct | |
| Right to Buy (Common Stock) | $6.63 | 2016-12-03 | Common Stock (117083) | Direct | |
| Right to Buy (Common Stock) | $14.17 | 2017-06-11 | Common Stock (116650) | Direct | |
| Right to Buy (Common Stock) | $14.17 | 2017-06-11 | Common Stock (2450) | Direct |
Footnotes
F1: Each share of the Issuer's Series B preferred stock will automatically convert into .333333 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.
F2: Each share of the Issuer's Series C preferred stock will automatically convert into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.
F3: 1/4th of the shares subject to the option became vested and exercisable on May 31, 2007 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F4: 1/48th of the shares subject to the option became vested and exercisable on May 31, 2007 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F5: 1/48th of the shares subject to the option became vested and exercisable on June 7, 2008 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F6: 1/48th of the shares subject to the option became vested and exercisable on May 13, 2009 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F7: 1/48th of the shares subject to the option became vested and exercisable on September 16, 2009 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
F8: Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement.
F9: 1/48th of the shares subject to the option become vested and exercisable on July 3, 2010 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.