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TENNANT CO — Director's Dealing 2018
Apr 11, 2018
31915_dirs_2018-04-11_e5e90a83-7e3f-415c-a3e0-af880121ea61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TENNANT CO (TNC)
CIK: 0000097134
Period of Report: 2018-04-09
Reporting Person: KILLINGSTAD CHRIS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-09 | Common Stock | M | 26564 | $10.08 | Acquired | 176100 | Direct |
| 2018-04-09 | Common Stock | S | 26564 | $68.2538 | Disposed | 149846 | Direct |
| 2018-04-10 | Common Stock | M | 17708 | $10.08 | Acquired | 167554 | Direct |
| 2018-04-10 | Common Stock | S | 17708 | $68.9912 | Disposed | 149846 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-09 | Stock Option (right to buy) | $10.08 | M | 26564 | Disposed | 2019-02-27 | Common Stock (26564) | Direct |
| 2018-04-10 | Stock Option (right to buy) | $10.08 | M | 17708 | Disposed | 2019-02-27 | Common Stock (17708) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3655 | Indirect |
Footnotes
F1: The stock option exercises and sale transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan, under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 to $68.70, inclusive. The reporting person undertakes to provide to Tennant Company, any security holder of Tennant Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth.
F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $68.25 to $69.35, inclusive. The reporting person undertakes to provide to Tennant Company, any security holder of Tennant Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth.