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TENNANT CO — Director's Dealing 2014
Mar 6, 2014
31915_dirs_2014-03-06_837c2a09-da0f-40fb-a09f-d7baa26ab509.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: TENNANT CO (TNC)
CIK: 0000097134
Period of Report: 2014-02-25
Reporting Person: Eckert Andrew J (SVP, The Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-25 | Common Stock | M | 2973 | — | Acquired | 12687 | Direct |
| 2014-02-25 | Common Stock | F | 1520 | $64.00 | Disposed | 11167 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-25 | Deferred Stock Units - Short-Term Incentive Plan | $ | M | 2973 | Disposed | Common Stock (2973) | Direct |
Footnotes
F1: This is a payout of Deferred Stock Units granted February 25, 2011, and are governed by the 2010 Stock Incentive Plan. Units were granted at a rate of $1.20 for each dollar of bonus earned. The units are pertaining to the 2009 Short-Term Incentive Plan, converted on a one-for-one basis and are to be settled in 100% Tennant Common Stock. The units themselves (2,375) vested at the time of the grant, the 20% premium (475 units) vested on February 25, 2014, and dividends were converted into additional Deferred Stock Units (123).
F2: This Form 4 amendment was filed to correctly reflect the number of shares withheld for taxes upon the vesting of Deferred Stock Units and Shares of Restricted Stock by the reporting person.
F3: This number was adjusted to correctly reflect the amount of securities beneficially owned following the reported transaction.