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TENNANT CO — Director's Dealing 2013
Aug 26, 2013
31915_dirs_2013-08-26_703247c4-bd76-4cfe-a0e3-d40de2e46512.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TENNANT CO (TNC)
CIK: 0000097134
Period of Report: 2013-08-22
Reporting Person: KILLINGSTAD CHRIS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-22 | Common Stock | M | 19200 | $20.815 | Acquired | 116268 | Direct |
| 2013-08-22 | Common Stock | S | 19200 | $54.88 | Disposed | 97068 | Direct |
| 2013-08-22 | Common Stock | M | 62862 | $10.08 | Acquired | 159930 | Direct |
| 2013-08-22 | Common Stock | S | 62862 | $54.9134 | Disposed | 97068 | Direct |
| 2013-08-23 | Common Stock | M | 844 | $10.08 | Acquired | 97912 | Direct |
| 2013-08-23 | Common Stock | S | 844 | $54.9061 | Disposed | 97068 | Direct |
| 2013-08-26 | Common Stock | M | 194 | $10.08 | Acquired | 97262 | Direct |
| 2013-08-26 | Common Stock | S | 194 | $54.88 | Disposed | 97068 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-22 | Stock Option (right to buy) | $20.815 | M | 19200 | Disposed | 2014-02-17 | Common Stock (19200) | Direct |
| 2013-08-22 | Stock Option (right to buy) | $10.08 | M | 62862 | Disposed | 2019-02-27 | Common Stock (62862) | Direct |
| 2013-08-23 | Stock Option (right to buy) | $10.08 | M | 844 | Disposed | 2019-02-27 | Common Stock (844) | Direct |
| 2013-08-26 | Stock Option (right to buy) | $10.08 | M | 194 | Disposed | 2019-02-27 | Common Stock (194) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3462.486 | Indirect |
Footnotes
F1: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2013.
F2: Reflects the weighted average price of 62,862 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on August 22, 2013 with sale prices ranging from $54.88 to $55.19. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 844 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on August 23, 2013 with sale prices ranging from $54.88 to $54.99. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.