AI assistant
TENNANT CO — Director's Dealing 2013
Oct 30, 2013
31915_dirs_2013-10-30_350c91a0-ac2d-45e3-8307-74482de824b4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TENNANT CO (TNC)
CIK: 0000097134
Period of Report: 2013-10-28
Reporting Person: Westman Don B (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-28 | Common Stock | M | 10065 | $10.08 | Acquired | 23275 | Direct |
| 2013-10-28 | Common Stock | S | 9600 | $60.9331 | Disposed | 13675 | Direct |
| 2013-10-28 | Common Stock | S | 465 | $61.45 | Disposed | 13210 | Direct |
| 2013-10-29 | Common Stock | M | 7752 | $10.08 | Acquired | 20962 | Direct |
| 2013-10-29 | Common Stock | M | 8248 | $24.21 | Acquired | 29210 | Direct |
| 2013-10-29 | Common Stock | S | 16000 | $60.5497 | Disposed | 13210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-28 | Stock Option (right to buy) | $10.08 | M | 10065 | Disposed | 2019-02-27 | Common Stock (10065) | Direct |
| 2013-10-29 | Stock Option (right to buy) | $10.08 | M | 7752 | Disposed | 2019-02-27 | Common Stock (7752) | Direct |
| 2013-10-29 | Stock Option (right to buy) | $24.21 | M | 8248 | Disposed | 2020-02-26 | Common Stock (8248) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1442.5942 | Indirect |
Footnotes
F1: Reflects the weighted average price of 9,600 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on October 28, 2013 with sale prices ranging from $60.44 to $61.40. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 16,000 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on October 29, 2013 with sale prices ranging from $60.40 to $61.26. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.