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Tempus AI, Inc. Director's Dealing 2025

Jan 25, 2025

30457_dirs_2025-01-24_15c5e6dd-d2ff-43d4-999e-1e6a19540049.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tempus AI, Inc. (TEM)
CIK: 0001717115
Period of Report: 2025-01-22

Reporting Person: LEFKOFSKY ERIC P (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-01-22 Class A Common Stock S 30609 $47.78 Disposed 6948243 Direct
2025-01-22 Class A Common Stock S 101967 $49.06 Disposed 6846276 Direct
2025-01-22 Class A Common Stock S 238699 $49.84 Disposed 6607577 Direct
2025-01-22 Class A Common Stock S 60587 $50.70 Disposed 6546990 Direct
2025-01-22 Class A Common Stock S 41747 $51.82 Disposed 6505243 Direct
2025-01-22 Class A Common Stock S 2600 $52.46 Disposed 6502643 Direct
2025-01-23 Class A Common Stock S 24677 $48 Disposed 6477966 Direct
2025-01-23 Class A Common Stock S 61987 $48.57 Disposed 6415979 Direct
2025-01-23 Class A Common Stock S 377 $49.29 Disposed 6415602 Direct
2025-01-23 Class A Common Stock S 47110 $51.83 Disposed 6368492 Direct
2025-01-23 Class A Common Stock S 365467 $52.79 Disposed 6003025 Direct
2025-01-23 Class A Common Stock S 145450 $53.36 Disposed 5857575 Direct
2025-01-23 Class A Common Stock J 75 Acquired 75 Indirect
2025-01-24 Class A Common Stock S 71333 $53.26 Disposed 5786242 Direct
2025-01-24 Class A Common Stock S 11355 $53.84 Disposed 5774887 Direct
2025-01-24 Class A Common Stock S 3100 $54.75 Disposed 5771787 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 9557283 Indirect
Class A Common Stock 26589477 Indirect
Class A Common Stock 4952973 Indirect
Class A Common Stock 206 Indirect
Class A Common Stock 332131 Indirect
Class A Common Stock 248631 Indirect
Class A Common Stock 145966 Indirect
Class A Common Stock 1397589 Indirect

Footnotes

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.295 to $48.28 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (14), (15) and (16).

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.38 to $49.37 inclusive.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.38 to $50.37 inclusive.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.38 to $51.37 inclusive.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.38 to $52.28 inclusive.

F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.41 to $52.535 inclusive.

F8: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.28 to $48.27 inclusive.

F9: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.28 to $49.23 inclusive.

F10: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.20 to $52.19 inclusive.

F11: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.20 to $53.195 inclusive.

F12: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.20 to $54.03 inclusive.

F13: Represents a pro rata distribution without additional consideration, and not a purchase or sale of securities, by a limited partnership in which 346 Long LLC is a limited partner. The Reporting Person is a member of, and controls a limited liability company that is a member of, 346 Long LLC.

F14: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.63 to $53.62 inclusive.

F15: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.2866 inclusive.

F16: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.74 to $54.76 inclusive.

F17: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) a trustee of Lefkofsky Family Foundation.