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Tempus AI, Inc. — Director's Dealing 2024
Jun 14, 2024
30457_dirs_2024-06-13_384643ea-a82e-46d9-b754-a3a4038153f5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Tempus AI, Inc. (TEM)
CIK: 0001717115
Period of Report: 2024-06-13
Reporting Person: LEFKOFSKY ERIC P (N/A)
Reporting Person: Blue Media, LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 19934361 | Indirect |
| Class A Common Stock | 8625000 | Indirect |
| Non-Voting Common Stock | 1400000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B-2 Preferred Stock | $ | Class A Common Stock (1746323) | Indirect | ||
| Series G-3 Preferred Stock | $ | Class A Common Stock (98964) | Indirect | ||
| Series B Preferred Stock | $ | Class B Common Stock (178485) | Indirect | ||
| Series A Preferred Stock | $ | Class A Common Stock (2283991) | Indirect | ||
| Series D Preferred Stock | $ | Class A Common Stock (406090) | Indirect | ||
| Series G Preferred Stock | $ | Class A Common Stock (99255) | Indirect | ||
| Series A Preferred Stock | $ | Class A Common Stock (145875) | Indirect | ||
| Series A Preferred Stock | $ | Class A Common Stock (248476) | Indirect | ||
| Series A Preferred Stock | $ | Class A Common Stock (1603279) | Indirect | ||
| Series B Preferred Stock | $ | Class B Common Stock (5196414) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (1500071) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (2111415) | Indirect | ||
| Series C Preferred Stock | $ | Class A Common Stock (3911762) | Indirect | ||
| Series D Preferred Stock | $ | Class A Common Stock (2133583) | Indirect | ||
| Series E Preferred Stock | $ | Class A Common Stock (248512) | Indirect | ||
| Series G Preferred Stock | $ | Class A Common Stock (321008) | Indirect |
Footnotes
F1: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Black Media, LLC, Lightbank Investments 1B, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC, Tempus Series C Investments, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC.
F2: Each share of Non-Voting Common Stock shall be automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock.
F3: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock, Series G-3 Preferred Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
F4: Each share of Series B Preferred Stock is convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.
F5: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.