Tempus AI, Inc. — Director's Dealing 2024

Jun 18, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tempus AI, Inc. (TEM)
CIK: 0001717115
Period of Report: 2024-06-13

Reporting Person: Rogers James William (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-06-13	Class A Common Stock	A	370000	—	Acquired	370000	Direct
2024-06-14	Class A Common Stock	F	85695	$37	Disposed	284305	Direct

Footnotes

F1: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 3,750 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 35,000 RSUs vest in seven equal quarterly installments commencing on September 1, 2024; (iii) 41,250 RSUs vest in eleven equal quarterly installments commencing on August 15, 2024; (iv) 12,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 7,500 RSUs vest in three equal quarterly installments commencing on March 31, 2024; (vi) 20,000 RSUs vest in four equal quarterly installments commencing on March 31, 2025; (continued to footnote (2)).

F2: (vii) 30,000 RSUs vest in four equal quarterly installments commencing on March 31, 2026; and (viii) 20,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025.

F3: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.