Tempus AI, Inc. — Director's Dealing 2024

Jun 18, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tempus AI, Inc. (TEM)
CIK: 0001717115
Period of Report: 2024-06-13

Reporting Person: Fukushima Ryan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-06-13	Class A Common Stock	A	639500	—	Acquired	639500	Direct
2024-06-14	Class A Common Stock	F	187957	$37	Disposed	451543	Direct
2024-06-17	Non-Voting Common Stock	C	725664	—	Disposed	0	Direct
2024-06-17	Class A Common Stock	C	725664	—	Acquired	1177207	Direct
2024-06-17	Non-Voting Common Stock	C	131893	—	Disposed	0	Indirect
2024-06-17	Class A Common Stock	C	131893	—	Acquired	131893	Indirect

Footnotes

F1: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 656 RSUs vest in three substantially equal quarterly installments commencing on August 1, 2024; (ii) 41,250 RSUs vest in eleven equal quarterly installments commencing on July 1, 2024; (iii) 19,500 RSUs vest in three equal quarterly installments commencing on June 30, 2024; (iv) 20,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 28,125 RSUs vest in three equal quarterly installments commencing on August 1, 2024; and (vi) 100,000 RSUs vest in eight equal quarterly installments commencing on March 31, 2025.

F2: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3: Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock.