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TEMPLE & WEBSTER GROUP LTD — Major Shareholding Notification 2021
May 16, 2021
65945_rns_2021-05-16_ca4c68dd-443d-4c2e-8e1f-6f3779f4ddec.pdf
Major Shareholding Notification
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Corporations Act 2001
Form 603
Section 671B
Notice of initial substantial holder
To Company Name/Scheme TEMPLE & WEBSTER GROUP LIMITED ACN/ARSN ACN 608 595 660
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 13-May-2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| Common Stock | 6,094,693 | 6,094,693 | 5.06% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| See Annexure "A" |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| See Annexure "B" |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure "C" |
1
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See Annexure "D" |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure "E" |
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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2
Annexure "A"
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
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Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Credit Suisse Equities (Australia) Holder of securities subject to an 2,051,540 Common Stock
Limited (ACN 068 232 708) obligation to return under a securities
lending agreement
Credit Suisse Securities (USA) LLC Holder of securities subject to an 2,471,341 Common Stock
obligation to return under securities
lending agreement
Credit Suisse AG, Dublin Branch Holder of securities subject to an 1,418,900 Common Stock
obligation to return under securities
lending agreement
Credit Suisse Funds AG Voting rights and right to dispose 48,170 Common Stock
Credit Suisse AG, Singapore Branch Voting rights and right to dispose 27,742 Common Stock
Credit Suisse AG, Singapore Branch Holder of securities subject to an 77,000 Common Stock
obligation to return under securities
lending agreement
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This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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3
Annexure "B"
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
2,051,540 Common Stock |
| Credit Suisse Securities (USA)LLC |
CS Third Nominees Pty Limited(ACN 007 053 849) |
Credit Suisse Securities (USA)LLC |
2,471,341 Common Stock |
| Credit Suisse AG, Dublin Branch |
CS Third Nominees Pty Limited(ACN 007 053 849) |
Credit Suisse AG, Dublin Branch |
1,418,900 Common Stock |
| Credit Suisse Funds AG | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Funds AG | 48,170 Common Stock |
| Credit Suisse AG, Singapore Branch |
CS Third Nominees Pty Limited (ACN 007 053 849) |
Credit Suisse AG, Singapore Branch |
104,742 Common Stock |
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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4
Annexure "C"
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
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Holder of relevant Class and number of
interest Date of acquisition Consideration (9) securities
Cash Non-cash
Credit Suisse Funds AG 26-Mar-21 18,849.49 AUD -1,912 Common Stock
Credit Suisse Equities 3-Feb-21 Refer to Annexure F of Stock borrowed under 67,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 5-Feb-21 Refer to Annexure F of Stock returned under -67,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 15-Feb-21 Refer to Annexure F of Stock borrowed under 147,954 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 17-Feb-21 Refer to Annexure F of Stock borrowed under 100,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
17-Feb-21 600,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 18-Feb-21 Refer to Annexure F of Stock returned under -147,954 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 23-Feb-21 Refer to Annexure F of Stock returned under -600,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities Refer to Annexure F of Stock returned under
22-Mar-21 -28,571 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 24-Mar-21 Refer to Annexure F of Stock returned under -15,976 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 25-Mar-21 Refer to Annexure F of Stock returned under -31,343 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities 26-Mar-21 Refer to Annexure F of Stock returned under -13,380 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 6-Apr-21 Notice ASLA -10,730 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under 1,195,000 Common
(Australia) Limited 9-Apr-21 Notice ASLA Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 9-Apr-21 Notice ASLA 50,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 12-Apr-21 Notice ASLA 296,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 16-Apr-21 Notice ASLA -41,717 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 21-Apr-21 Notice ASLA -23,337 Common Stock
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Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 22-Apr-21 Notice ASLA -39,324 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 23-Apr-21 Notice ASLA 29,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 26-Apr-21 Notice ASLA 43,527 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 26-Apr-21 Notice ASLA 1,473 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 27-Apr-21 Notice ASLA 10,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
27-Apr-21 30,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 28-Apr-21 Notice ASLA 62,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 28-Apr-21 Notice ASLA 225,200 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
29-Apr-21 100,000 Common Stock
(Australia) Limited Notice ASLA
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 29-Apr-21 Notice ASLA 50,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 3-May-21 Notice ASLA -26,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 4-May-21 Notice ASLA -100,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 4-May-21 Notice ASLA -43,527 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 4-May-21 Notice ASLA -42,922 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 5-May-21 Notice ASLA -1,473 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 6-May-21 Notice ASLA -7,078 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 6-May-21 Notice ASLA -17,183 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 7-May-21 Notice ASLA 144,707 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 10-May-21 Notice ASLA 50,000 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 11-May-21 Notice ASLA 27,677 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock returned under
(Australia) Limited 12-May-21 Notice ASLA -144,707 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 12-May-21 Notice ASLA 77,619 Common Stock
Credit Suisse Equities Refer to Annexure F of Stock borrowed under
(Australia) Limited 13-May-21 Notice ASLA 146,605 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
15-Jan-21 8,000 Common Stock
(USA) LLC Notice OSLA
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Credit Suisse Securities Refer to Annexure F of Stock borrowed under
25-Jan-21 6,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
27-Jan-21 -280 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
29-Jan-21 -3,720 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
2-Feb-21 -6 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
2-Feb-21 15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
3-Feb-21 -2,319 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
3-Feb-21 135,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
5-Feb-21 -1,675 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
5-Feb-21 -6,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
5-Feb-21 344,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
11-Feb-21 -15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
12-Feb-21 -2,173 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
16-Feb-21 -37 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
16-Feb-21 650,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
17-Feb-21 -344,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
17-Feb-21 -132,790 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
17-Feb-21 600,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
17-Feb-21 136,372 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
18-Feb-21 119,757 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
19-Feb-21 119,794 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
19-Feb-21 15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
23-Feb-21 -650,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
23-Feb-21 -136,372 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
23-Feb-21 -119,757 Common Stock
(USA) LLC Notice OSLA
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Credit Suisse Securities Refer to Annexure F of Stock returned under
23-Feb-21 -119,794 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
23-Feb-21 -15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
23-Feb-21 21,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
24-Feb-21 16,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
25-Feb-21 -200,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
25-Feb-21 12,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
26-Feb-21 -400,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
26-Feb-21 15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
26-Feb-21 119,794 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
26-Feb-21 265,206 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
26-Feb-21 750,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
9-Mar-21 72,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
12-Mar-21 23,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -171 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -21,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -119,794 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -152,658 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -16,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -14,829 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
15-Mar-21 -12,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under 2,200,000 Common
17-Mar-21
(USA) LLC Notice OSLA Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
18-Mar-21 15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
18-Mar-21 97,548 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
18-Mar-21 -112,548 Common Stock
(USA) LLC Notice OSLA
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Credit Suisse Securities Refer to Annexure F of Stock returned under -2,200,000 Common
18-Mar-21
(USA) LLC Notice OSLA Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under 2,200,000 Common
18-Mar-21
(USA) LLC Notice OSLA Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
18-Mar-21 8,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
19-Mar-21 -961 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
19-Mar-21 13,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
22-Mar-21 -750,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
22-Mar-21 -71,039 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
22-Mar-21 -23,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
22-Mar-21 -8,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
22-Mar-21 -15,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
22-Mar-21 -97,548 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
23-Mar-21 9,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
26-Mar-21 4,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
30-Mar-21 -13,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
30-Mar-21 -4,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 6-Apr-21 Notice OSLA -9,000 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock returned under -1,350,000 Common
(USA) LLC 12-Apr-21 Notice OSLA Stock
Credit Suisse Securities Refer to Annexure F of Stock returned under
13-Apr-21 -100,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
(USA) LLC 28-Apr-21 Notice OSLA 509,636 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
(USA) LLC 28-Apr-21 Notice OSLA 381,932 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
28-Apr-21 500,000 Common Stock
(USA) LLC Notice OSLA
Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 5-May-21 Notice OSLA -160,438 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
(USA) LLC 6-May-21 Notice OSLA 349,198 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
(USA) LLC 6-May-21 Notice OSLA 381,932 Common Stock
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Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 6-May-21 Notice OSLA -349,198 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 6-May-21 Notice OSLA -381,932 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 7-May-21 Notice OSLA -9,528 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock borrowed under
(USA) LLC 10-May-21 Notice OSLA 500,000 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 10-May-21 Notice OSLA -146 Common Stock
Credit Suisse Securities Refer to Annexure F of Stock returned under
(USA) LLC 12-May-21 Notice OSLA -115 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
15-Jan-21 -1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
19-Jan-21 -2,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
20-Jan-21 1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
21-Jan-21 1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
29-Jan-21 -1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
29-Jan-21 -1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
1-Feb-21 2,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
1-Feb-21 2,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
3-Feb-21 -2,000 Common Stock
Branch Notice OSLA
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 4-Feb-21 Notice Master prime brokerage -37,768 Common Stock
agreement
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 4-Feb-21 Notice Master prime brokerage -3,701 Common Stock
agreement
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 4-Feb-21 Notice Master prime brokerage -5,506 Common Stock
agreement
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 4-Feb-21 Notice Master prime brokerage -11,689 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
4-Feb-21 150,000 Common Stock
Branch Notice OSLA
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 5-Feb-21 Notice Master prime brokerage -58,664 Common Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 8-Feb-21 Notice Master prime brokerage 41,000 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
9-Feb-21 -2,000 Common Stock
Branch Notice OSLA
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 9-Feb-21 Notice Master prime brokerage -2,484 Common Stock
agreement
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Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 9-Feb-21 Notice Master prime brokerage 3,570 Common Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 9-Feb-21 Notice Master prime brokerage 41,000 Common Stock
agreement
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 11-Feb-21 Notice Master prime brokerage -41,000 Common Stock
agreement
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 11-Feb-21 Notice Master prime brokerage -3,570 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
16-Feb-21 1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
16-Feb-21 1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under 1,100,000 Common
16-Feb-21
Branch Notice OSLA Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
17-Feb-21 -53,254 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
17-Feb-21 -80,535 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
17-Feb-21 336,833 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
18-Feb-21 113,046 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
19-Feb-21 147,954 Common Stock
Branch Notice OSLA
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 22-Feb-21 Notice Master prime brokerage -1,327 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
23-Feb-21 -1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
23-Feb-21 -1,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
23-Feb-21 -336,833 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
23-Feb-21 -113,046 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
23-Feb-21 -147,954 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
23-Feb-21 2,000 Common Stock
Branch Notice OSLA
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 24-Feb-21 Notice Master prime brokerage -20,487 Common Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 24-Feb-21 Notice Master prime brokerage 14,894 Common Stock
agreement
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 25-Feb-21 Notice Master prime brokerage -19,186 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
26-Feb-21 -10,900 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
26-Feb-21 -2,000 Common Stock
Branch Notice OSLA
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Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
26-Feb-21 -150,000 Common Stock
Branch Notice OSLA
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 26-Feb-21 Notice Master prime brokerage -4,292 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under -1,100,000 Common
26-Feb-21
Branch Notice OSLA Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under 1,100,000 Common
26-Feb-21
Branch Notice OSLA Stock
Stock returned under
Credit Suisse AG, Dublin Refer to Annexure F of
Branch 1-Mar-21 Notice Master prime brokerage -10,602 Common Stock
agreement
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
1-Mar-21 231,953 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
1-Mar-21 57,716 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
1-Mar-21 8,331 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
2-Mar-21 -249,200 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under -1,100,000 Common
4-Mar-21
Branch Notice OSLA Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
4-Mar-21 10,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under 1,090,000 Common
4-Mar-21
Branch Notice OSLA Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
5-Mar-21 150,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
22-Mar-21 -231,953 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
22-Mar-21 -57,716 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
22-Mar-21 -8,331 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
22-Mar-21 8,331 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
22-Mar-21 122,669 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
24-Mar-21 440 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
24-Mar-21 7,891 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
24-Mar-21 -8,331 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
26-Mar-21 -440 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
30-Mar-21 -122,669 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
30-Mar-21 -7,891 Common Stock
Branch Notice OSLA
----- End of picture text -----
12
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----- Start of picture text -----
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
30-Mar-21 -230,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 6-Apr-21 Notice OSLA -35,362 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 6-Apr-21 Notice OSLA -89,900 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 6-Apr-21 Notice OSLA -32,523 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 6-Apr-21 Notice OSLA -10,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
6-Apr-21 -860,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 6-Apr-21 Notice OSLA -150,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 9-Apr-21 Notice OSLA 100,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
9-Apr-21 985,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 9-Apr-21 Notice OSLA 250,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 12-Apr-21 Notice OSLA 572 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 12-Apr-21 Notice OSLA 3,428 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 13-Apr-21 Notice OSLA 146 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 13-Apr-21 Notice OSLA 2,854 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
14-Apr-21 2,505 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 14-Apr-21 Notice OSLA 491 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 14-Apr-21 Notice OSLA 4,004 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
15-Apr-21 -146 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 15-Apr-21 Notice OSLA 3,854 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 15-Apr-21 Notice OSLA 146 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
16-Apr-21 -491 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 16-Apr-21 Notice OSLA 3,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 19-Apr-21 Notice OSLA -146 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 26-Apr-21 Notice OSLA 12,000 Common Stock
----- End of picture text -----
13
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----- Start of picture text -----
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 28-Apr-21 Notice OSLA -572 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 28-Apr-21 Notice OSLA -3,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 28-Apr-21 Notice OSLA -2,505 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 28-Apr-21 Notice OSLA -2,854 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 30-Apr-21 Notice OSLA 74,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
30-Apr-21 45,000 Common Stock
Branch Notice OSLA
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 30-Apr-21 Notice OSLA 45,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 3-May-21 Notice OSLA -77,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 7-May-21 Notice OSLA -4,004 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 7-May-21 Notice OSLA -12,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 7-May-21 Notice OSLA -3,428 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock borrowed under
Branch 7-May-21 Notice OSLA 4,000 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 10-May-21 Notice OSLA -3,854 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 11-May-21 Notice OSLA -3,100 Common Stock
Credit Suisse AG, Dublin Refer to Annexure F of Stock returned under
Branch 11-May-21 Notice OSLA -4,000 Common Stock
Credit Suisse AG,
5-May-21 284,787.10 AUD 27,730 Common Stock
Singapore Branch
Credit Suisse AG, Refer to Annexure F of Stock borrowed under
Singapore Branch 22-Apr-21 Notice OSLA 64,677 Common Stock
Credit Suisse AG, Refer to Annexure F of Stock borrowed under
23-Apr-21 72,000 Common Stock
Singapore Branch Notice OSLA
Credit Suisse AG, Refer to Annexure F of Stock borrowed under
Singapore Branch 27-Apr-21 Notice OSLA 47,000 Common Stock
Credit Suisse AG, Refer to Annexure F of Stock returned under
Singapore Branch 30-Apr-21 Notice OSLA -72,000 Common Stock
Credit Suisse AG, Refer to Annexure F of Stock returned under
Singapore Branch 3-May-21 Notice OSLA -47,000 Common Stock
Credit Suisse AG, Refer to Annexure F of Stock borrowed under
Singapore Branch 11-May-21 Notice OSLA 12,323 Common Stock
----- End of picture text -----
This is Annexure "C" referred to in the Form 603 "Notice of initial substantial holder"
14
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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15
Annexure "D"
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [428 x 123] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
Credit Suisse Equities (Australia) Limited Related Body Corporate
(ACN 068 232 708)
Credit Suisse Funds AG Related Body Corporate
Credit Suisse Securities (USA) LLC Related Body Corporate
Credit Suisse AG, Singapore Branch Related Body Corporate
Credit Suisse AG, Dublin Branch Related Body Corporate
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This is Annexure "D" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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16
Annexure "E"
7. Addresses
The addresses of persons named in this form are as follows:
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----- Start of picture text -----
Name Address
Credit Suisse Holdings (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 008 496 713)
CS Third Nominees Pty Limited (ACN 007 Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
053 849)
Credit Suisse Equities (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 068 232 708)
Credit Suisse Fourth Nominees Pty Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 069 126 432)
Credit Suisse Funds AG Uetlibergstrasse 231,Zurich,8070 Switzerland
Credit Suisse Securities (USA) LLC 11 Madison Avenue, New York, NY 10010
Credit Suisse AG, Singapore Branch 1 Raffles Link #03/04-01, Singapore 039393
Credit Suisse AG, Dublin Branch Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
----- End of picture text -----
This is Annexure "E" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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17
Annexure "F"
This is Annexure "F" referred to in the Form 603 "Notice of initial substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-May-2021 |
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18
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----- Start of picture text -----
Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
JP Morgan Nominees (Australia) Limited
Transfer date 12-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 2 business days prior to a notice by
Midday.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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19
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----- Start of picture text -----
Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
The Northern Trust Company
Transfer date 11-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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20
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----- Start of picture text -----
Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
Citibank N.A.
Transfer date 13-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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21
Prescribed information
==> picture [417 x 493] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
State Street Bank and Trust Company
Transfer date 6-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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22
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and State Street Bank and Trust Company |
| Transfer date | 12-May-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. |
23
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and Brown Brothers Harriman and Co. |
| Transfer date | 6-May-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. |
24
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----- Start of picture text -----
Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Singapore Branch and JPM
Chase Bank
Transfer date 3-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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25
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----- Start of picture text -----
Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Singapore Branch and
BlackRock Institutional Trust Company
Transfer date 11-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
----- End of picture text -----
26
Prescribed information
==> picture [416 x 519] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and Regal
Investment Fund
Transfer date 1-Mar-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
----- End of picture text -----
27
Prescribed information
==> picture [416 x 511] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and JPM
Chase Bank
Transfer date 11-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
----- End of picture text -----
28
Prescribed information
==> picture [416 x 511] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and The
Northern Trust Company
Transfer date 3-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
----- End of picture text -----
29
Prescribed information
==> picture [416 x 511] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and HSBC
Bank PLC
Transfer date 6-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
----- End of picture text -----
30
==> picture [416 x 538] intentionally omitted <==
----- Start of picture text -----
Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and Citibank
N.A.
Transfer date 11-May-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
----- End of picture text -----
31