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TEMPLE & WEBSTER GROUP LTD — Major Shareholding Notification 2021
Sep 30, 2021
65945_rns_2021-09-30_cfa63a4c-1106-4383-8c02-f6a3e277d6dc.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme TEMPLE & WEBSTER GROUP LIMITED ACN/ARSN ACN 608 595 660
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713
The holder ceased to be a substantial holder on 29-September-2021 The previous notice was given to the company on 30-September-2021 The previous notice was dated 30-September-2021
2. Changes in relevant interests
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 29-Sep-21 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-9,000 Common Stock | -9,000 |
| 29-Sep-21 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-460,000 Common Stock | -460,000 |
| 29-Sep-21 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-2,000 Common Stock | -2,000 |
| 29-Sep-21 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-203,946 Common Stock | -203,946 |
| 29-Sep-21 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-675,636 Common Stock | -675,636 |
| 29-Sep-21 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-421,529 Common Stock | -421,529 |
| 29-Sep-21 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-78,471 Common Stock | -78,471 |
| 29-Sep-21 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-90,287 Common Stock | -90,287 |
| 28-Sep-21 | Credit Suisse AG, Dublin Branch |
Stock borrowed under Master prime brokerage agreement |
Refer to Annexure A of Notice |
150,000 Common Stock | 150,000 |
| 28-Sep-21 | Credit Suisse AG, Dublin Branch |
Stock borrowed under Master prime brokerage agreement |
Refer to Annexure A of Notice |
80,000 Common Stock | 80,000 |
| 29-Sep-21 | Credit Suisse AG, Dublin Branch |
Stock borrowed under Master prime brokerage agreement |
Refer to Annexure A of Notice |
5,774 Common Stock | 5,774 |
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3.Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN008496713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN068232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit SuisseFundsAG | Uetlibergstrasse231,Zurich,8070 Switzerland |
| Credit Suisse Securities (USA)LLC | 11 Madison Avenue,New York,NY 10010 |
| Credit SuisseAG, SingaporeBranch | 1 RafflesLink#03/04-01, Singapore 039393 |
| Credit SuisseAG,Dublin Branch | KilmoreHouse,Park lane, Spencer Dock,Dublin 1,Ireland |
| Credit Suisse Asset Management (Schweiz) AG |
Kalandergasse 4,Zurich,8045 |
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 1-Oct-2021 |
==> picture [60 x 31] intentionally omitted <==
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Annexure "A"
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 1-Oct-2021 |
==> picture [60 x 31] intentionally omitted <==
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and |
| JP Morgan Nominees (Australia) Limited | |
| Transfer date | 29-Sep-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 7 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by |
| Midday. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and |
| State Street Bank & Trust Co | |
| Transfer date | 29-Sep-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 7 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by |
| Midday. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and |
| National Australia Bank Ltd | |
| Transfer date | 29-Sep-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 7 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by |
| Midday. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and Brown |
| Brothers Harriman and Co. | |
| Transfer date | 29-Sep-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse AG, Dublin Branch and Regal |
| Investment Fund | |
| Transfer date | 29-Sep-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse AG, Dublin Branch and Regal |
| Aus Small Companies Fund | |
| Transfer date | 28-Sep-2021 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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