Tempest Therapeutics, Inc. — Director's Dealing 2018

Dec 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Millendo Therapeutics, Inc. (MLND)
CIK: 0001544227
Period of Report: 2018-12-07

Reporting Person: Brinza Jeffery M. (Sec., CAO and General Counsel)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-07	Employee Stock Option (right to buy)	$4.44	A	49609	Acquired	2026-01-27	Common Stock (49609)	Direct
2018-12-07	Employee Stock Option (right to buy)	$16.40	A	44639	Acquired	2028-08-23	Common Stock (44639)	Direct

Footnotes

F1: Twenty-five percent (25%) of the shares subject to the option vested on August 24, 2016, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

F2: Received in connection with the merger of Millendo Therapeutics, Inc. ("Millendo") into the Issuer (the "Merger") in exchange for a stock option to acquire 666,800 shares of Millendo common stock for $0.33 per share.

F3: Twenty-five percent (25%) of the shares subject to the option shall vest on August 20, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

F4: Received in connection with the Merger in exchange for a stock option to acquire 600,000 shares of Millendo common stock for $1.22 per share.