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Tempest Therapeutics, Inc. Director's Dealing 2016

Jan 6, 2016

34632_dirs_2016-01-05_bc6f6a24-31d8-416a-b5b5-bff68178b181.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OvaScience, Inc. (OVAS)
CIK: 0001544227
Period of Report: 2015-12-31

Reporting Person: ALDRICH RICHARD (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-19 Common Stock G 200000 $0.00 Disposed 601979 Direct
2015-10-19 Common Stock G 200000 $0.00 Acquired 200000 Indirect
2015-12-31 Common Stock A 1087 $0.00 Acquired 603066 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22350 Indirect
Common Stock 175481 Indirect

Footnotes

F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F3: The trustee of the Richard H. Aldrich 2005 Revocable Trust is the Reporting Person and he exercises sole voting and investment power over the shares of record held by the trust.

F4: The trustee of the Richard H. Aldrich Irrevocable Trust of 2011 is the Reporting Person's spouse, Nichole Aldrich, and she exercises sole voting and investment power over the shares of record held by the trust.