AI assistant
Tempest Therapeutics, Inc. — Director's Dealing 2016
Jan 6, 2016
34632_dirs_2016-01-05_bc6f6a24-31d8-416a-b5b5-bff68178b181.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OvaScience, Inc. (OVAS)
CIK: 0001544227
Period of Report: 2015-12-31
Reporting Person: ALDRICH RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-19 | Common Stock | G | 200000 | $0.00 | Disposed | 601979 | Direct |
| 2015-10-19 | Common Stock | G | 200000 | $0.00 | Acquired | 200000 | Indirect |
| 2015-12-31 | Common Stock | A | 1087 | $0.00 | Acquired | 603066 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22350 | Indirect |
| Common Stock | 175481 | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.
F3: The trustee of the Richard H. Aldrich 2005 Revocable Trust is the Reporting Person and he exercises sole voting and investment power over the shares of record held by the trust.
F4: The trustee of the Richard H. Aldrich Irrevocable Trust of 2011 is the Reporting Person's spouse, Nichole Aldrich, and she exercises sole voting and investment power over the shares of record held by the trust.