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Telix Pharmaceuticals Ltd — Major Shareholding Notification 2017
Nov 15, 2017
31324_rns_2017-11-15_71219d3e-de55-4634-9cc8-29728bad28c3.pdf
Major Shareholding Notification
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603 page 2/2 15 July 2001
Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder | Notice of initial substantial holder |
|---|---|---|---|---|---|---|---|---|
| ToCompany Name/Scheme Telix Pharmaceuticals Limited ACN/ARSN 616 620 369 1. Details of substantial holder (1) Name Telix Pharmaceuticals Limited ACN/ARSN (if applicable) 616 620 369 The holder became a substantial holder on 15 November 2017 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person’s votes (5) Voting power (6) Fully Paid Ordinary Shares 120,437,500 120,437,500 61% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest(7) Class and number of securities Telix Pharmaceuticals Limited Restriction on disposal of shares under mandatory escrow arrangements and voluntary escrow arrangements disclosed in Telix Pharmaceuticals Limited’s prospectus dated 16 October 2017 gives Telix Pharmaceuticals Limited a technical ‘relevant interest’ in its own shares under section 608(1)(c) of the_Corporations Act 2001_(Cth). However, Telix Pharmaceuticals Limited has no right to acquire these shares or to control the voting rights attaching to these shares. 120,437,500 fully paid ordinary shares 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder(8) Class and number of securities Telix Pharmaceuticals Limited -Evo-partners GmbH -Gnosis Verwaltungsgesellschaft m.b.H. -Aglub Investments Pty. Ltd., ACN 093 971 281 as trustee for the Aglub Investments A/C -Taycol Nominees Pty. Ltd., ACN 007 735 480 as trustee for the 221 A/c -Elk River Holdings Pty Ltd, ACN 609 772 152 as trustee for the Behrenbruch Family Trust -Man Holdings Pty Ltd ATF Nelson Hybrid A/C -Mr Francis Xavier Parnis & Mrs Sally Jane Parnis -Mr David Lionel Brookes & Mrs Elisabeth Brookes <Dr -Evo-partners GmbH -Gnosis Verwaltungsgesellschaft m.b.H. -Aglub Investments Pty. Ltd., ACN 093 971 281 as trustee for the Aglub Investments A/C -Taycol Nominees Pty. Ltd., ACN 007 735 480 as trustee for the 221 A/c -Elk River Holdings Pty Ltd, ACN 609 772 152 as trustee for the Behrenbruch Family Trust -Man Holdings Pty Ltd ATF Nelson Hybrid A/C -Mr Francis Xavier Parnis & Mrs Sally Jane Parnis -Mr David Lionel Brookes & Mrs Elisabeth Brookes <Dr 120,437,500 fully paid ordinary shares |
Telix Pharmaceuticals Limited | |||||||
| 616 620 369 | ||||||||
| Telix Pharmaceuticals Limited | ||||||||
| 616 620 369 | ||||||||
| Holder of relevant interest | Nature of relevant interest(7) | Class and number of securities | ||||||
| Telix Pharmaceuticals Limited | Restriction on disposal of shares under mandatory escrow arrangements and voluntary escrow arrangements disclosed in Telix Pharmaceuticals Limited’s prospectus dated 16 October 2017 gives Telix Pharmaceuticals Limited a technical ‘relevant interest’ in its own shares under section 608(1)(c) of the_Corporations Act 2001_(Cth). However, Telix Pharmaceuticals Limited has no right to acquire these shares or to control the voting rights attaching to these shares. |
120,437,500 fully paid ordinary shares |
||||||
| referred to in paragraph 3 above a | re as follows: | |||||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
|||||
| Telix Pharmaceuticals Limited |
-Evo-partners GmbH -Gnosis Verwaltungsgesellschaft m.b.H. -Aglub Investments Pty. Ltd., ACN 093 971 281 as trustee for the Aglub Investments A/C -Taycol Nominees Pty. Ltd., ACN 007 735 480 as trustee for the 221 A/c -Elk River Holdings Pty Ltd, ACN 609 772 152 as trustee for the Behrenbruch Family Trust -Man Holdings Pty Ltd ATF Nelson Hybrid A/C -Mr Francis Xavier Parnis & Mrs Sally Jane Parnis -Mr David Lionel Brookes & Mrs Elisabeth Brookes <Dr |
-Evo-partners GmbH -Gnosis Verwaltungsgesellschaft m.b.H. -Aglub Investments Pty. Ltd., ACN 093 971 281 as trustee for the Aglub Investments A/C -Taycol Nominees Pty. Ltd., ACN 007 735 480 as trustee for the 221 A/c -Elk River Holdings Pty Ltd, ACN 609 772 152 as trustee for the Behrenbruch Family Trust -Man Holdings Pty Ltd ATF Nelson Hybrid A/C -Mr Francis Xavier Parnis & Mrs Sally Jane Parnis -Mr David Lionel Brookes & Mrs Elisabeth Brookes <Dr |
120,437,500 fully paid ordinary shares |
TEL005_1700042_312.DOCX
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DL Brookes Persnl S/F DL Brookes Persnl S/F A/C> A/C>
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- Mrs Elisabeth Mary Mrs Elisabeth Mary Brookes Brookes
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- Mr Andrew David Mintz & - Mr Andrew David Mintz & Mrs Annette Joy Mintz A/C>
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- Richard Zimmermann - Richard Zimmermann - - Alexander Hoepping Alexander Hoepping
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- Richard Baum - Richard Baum - - Rodney Hicks Rodney Hicks
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- Jean-Francois Chatal - Jean-Francois Chatal - Neil Bander - Neil Bander - - Chaitanya Divgi Chaitanya Divgi
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- Jason Lewis - Jason Lewis - Ali Abbassi - Ali Abbassi - - Klaus Kopka Klaus Kopka
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- Samuel Samnick - Samuel Samnick - - Virago Holdings Pty Ltd, Virago Holdings Pty Ltd, ACN 615 946 471 as ACN 615 946 471 as trustee for the Virago trustee for the Virago Holdings Trust Holdings Trust
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- Yelwac Pty Ltd ATF The Yelwac Pty Ltd ATF The Cawley Superfund No2 A/C Cawley Superfund No2 A/C
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- Yelwac Pty Ltd ATF The Yelwac Pty Ltd ATF The Cawley Super Fund A/C Cawley Super Fund A/C
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- Aglub Investments Pty Ltd Aglub Investments Pty Ltd ATF Aglub Super Fund A/C ATF Aglub Super Fund A/C
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- Calama Holdings Pty Ltd Calama Holdings Pty Ltd ATF Mambat Super Fund ATF Mambat Super Fund A/C A/C
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- Mr Michael Andrew Whiting Mr Michael Andrew Whiting + Mrs Tracey Anne Whiting + Mrs Tracey Anne Whiting ATF Whiting Family S/F ATF Whiting Family S/F A/C A/C
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- Dinwoodie Investments Pty Dinwoodie Investments Pty Ltd ATF Dinwoodie Ltd ATF Dinwoodie Investments A/C Investments A/C
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- Mr Campbell Dinwoodie Mr Campbell Dinwoodie Taylor and Miss Sarah Taylor and Miss Sarah Joan Curtis ATF Cambet Joan Curtis ATF Cambet Super Fund A/C Super Fund A/C
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- Mr Robert Beaumont Frost - Mr Robert Beaumont Frost ATF Lorraine Valerie Frost ATF Lorraine Valerie Frost A/C A/C
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- Tsirbas Sft Pty Ltd ATF Tsirbas Sft Pty Ltd ATF Tsirbas Super Fund A/C Tsirbas Super Fund A/C
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- Mr David Chong Mr David Chong
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- Symington Pty Ltd Symington Pty Ltd
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- Octifil Pty Ltd Octifil Pty Ltd
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- Mrs Carmel Elizabeth - Mrs Carmel Elizabeth Whiting Whiting
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- UBS Nominees Pty Ltd UBS Nominees Pty Ltd
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- Jetosea Pty Ltd Jetosea Pty Ltd
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- Chifley Investor Group Pty Chifley Investor Group Pty Ltd Ltd
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- Cipa Investments Pty Ltd Cipa Investments Pty Ltd ATF Cipa Investments A/C ATF Cipa Investments A/C
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- Mr Ian Donald Heraud and - Mr Ian Donald Heraud and Mrs Fiona Kerry Heraud Mrs Fiona Kerry Heraud ATF HWH Superannuation ATF HWH Superannuation Ac Ac
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- CVC Limited - CVC Limited - - Blueflag Holdings Pty Ltd Blueflag Holdings Pty Ltd
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- Silverflag Investments Pty Silverflag Investments Pty Ltd Ltd
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- J P Morgan Nominees J P Morgan Nominees Australia Limited Australia Limited
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- Anne Austin - Anne Austin - Michael R Vitale - Michael R Vitale - Charles Williams - Charles Williams - - David L Shapiro and David L Shapiro and Sharon J Shapiro Sharon J Shapiro
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- Double Diamond - Double Diamond Investments Pty Ltd ATF Investments Pty Ltd ATF Double Diamond Double Diamond Investment Trust Investment Trust
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- Cyclotek Pty Ltd ATF ATF Cyclotek Pty Ltd ATF ATF Cyclotek Unit Trust Cyclotek Unit Trust
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- Gleneagle Asset Gleneagle Asset Management ATF Alium Management ATF Alium Alpha Fund Alpha Fund
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UV-CAP GMBH & CO KG - UV-CAP GMBH & CO KG - Wolfgang Behrenbruch - Wolfgang Behrenbruch
TEL005_1700042_312.DOCX
| -Mr Nirmal Grewal ATF NST Investment A/C -BNP Paribas Noms Pty Ltd [AUACIF] -BNP Paribas Noms Pty Ltd [AUMIT-3] -Mr Alnis Ernst Vedig and Mrs Rasma Vedig ATF Vedig Super Fund A/C -Mr Nicholas Dermott Mc Donald -Viss Holdings Pty Ltd ATF Styler Investments A/C -Fox Creek Investments Pty Ltd ATF Towzell Family A/C -PERPETUAL CORPORATE TRUST LTD ACF MONASH ABSOLUTE INVESTMENT COMPANY LTD -PERPETUAL CORPORATE TRUST LTD ACF MONASH ABSOLUTE INVESTMENT FUND -BNP Paribas Noms Pty Ltd [AUACIF] -BNP Paribas Noms Pty Ltd [AUMIT-3] -DCL Australia Pty Ltd atf AND Family Trust -The Oncidium Foundation |
-Mr Nirmal Grewal ATF NST Investment A/C -BNP Paribas Noms Pty Ltd [AUACIF] -BNP Paribas Noms Pty Ltd [AUMIT-3] -Mr Alnis Ernst Vedig and Mrs Rasma Vedig ATF Vedig Super Fund A/C -Mr Nicholas Dermott Mc Donald -Viss Holdings Pty Ltd ATF Styler Investments A/C -Fox Creek Investments Pty Ltd ATF Towzell Family A/C -PERPETUAL CORPORATE TRUST LTD ACF MONASH ABSOLUTE INVESTMENT COMPANY LTD -PERPETUAL CORPORATE TRUST LTD ACF MONASH ABSOLUTE INVESTMENT FUND -BNP Paribas Noms Pty Ltd [AUACIF] -BNP Paribas Noms Pty Ltd [AUMIT-3] -DCL Australia Pty Ltd atf AND Family Trust -The Oncidium Foundation |
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5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| substantial holder is as follows: | ||||
|---|---|---|---|---|
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
| Cash | Non-cash | |||
| Telix Pharmaceuticals Limited |
15 November 2017 | Non-cash pursuant to mandatory escrow deeds and voluntary escrow deeds between Telix Pharmaceuticals Limited and each of the registered holders listed at 4. |
120,437,500 fully paid ordinary shares |
TEL005_1700042_312.DOCX
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Evo-partners GmbH | Feuerwehrheimstrasse 1, 83457 BAYERISCH, GMAIN GERMANY |
| Gnosis Verwaltungsgesellschaft m.b.H. |
Veilchenweg 38, D-01326 Dresden, GERMANY |
| Aglub Investments Pty. Ltd., ACN 093 971 281 as trustee for the Aglub Investments A/C |
1 Darling Street, BRONTE NSW 2024 |
| Taycol Nominees Pty. Ltd., ACN 007 735 480 as trustee for the 221 A/c |
GPO Box 2046, ADELAIDE SA 5001 |
| Elk River Holdings Pty Ltd, ACN 609 772 152 as trustee for the Behrenbruch FamilyTrust |
4, 363B Lygon Street, BRUNSWICK EAST VIC 3057 |
| Man Holdings Pty Ltd ATF Nelson Hybrid A/C |
PO Box R1760, ROYAL EXCHANGE NSW 1225 |
| Mr Francis Xavier Parnis & Mrs Sally Jane Parnis A/C> |
155 Strangways Terrace, North Adelaide SA 5006 |
| Mr David Lionel Brookes & Mrs Elisabeth Brookes Persnl S/F A/C> |
PO Box 824 Mt Barker SA 5251 |
| Mrs Elisabeth Mary Brookes | PO Box 824 Mt Barker SA 5251 |
| Mr Andrew David Mintz & Mrs Annette Joy Mintz Fund A/C> |
12 Pembroke Street, Kensington Park SA 5068 |
| Richard Zimmermann | 29 A rue des Eviats, 67220 LALAYE FRANCE |
| Alexander Hoepping | Hornweg 26, D-01324 DRESDEN GERMANY |
| Richard Baum | Bergweg 4, HARGESHEIM GERMANY |
| Rodney Hicks | 3 Macartney Avenue, KEW VIC 3101 |
| Jean-Francois Chatal | 12 Avenue Collet, 44380 PORNICHET FRANCE |
| Neil Bander | 2 Hemlock Hills, CHAPPAQUA, NEW YORK 10514 UNITED STATES |
| Chaitanya Divgi | 1417 Robinhood Road, MEADOWBROOK, PENNSYLVANIA 19046 UNITED STATES |
| Jason Lewis | Apartment 4BC, 345 East 68th, NEW YORK, NY 10065 UNITED STATES |
| Ali Abbassi | Apartment 5C, 1425 York Avenue, NEW YORK, NY 10021 UNITED STATES |
| Klaus Kopka | Schulstr. 7 D-69221, DOSSENHEIM GERMANY |
| Samuel Samnick | Steinhubel 11, D-66424 HOMBURG/SAAR GERMANY |
| Virago Holdings Pty Ltd, ACN 615 946 471 as trustee for the Virago Holdings Trust |
222 St Kilda Road, ST KILDA VIC 3182 |
TEL005_1700042_312.DOCX
| Yelwac Pty Ltd ATF The Cawley Superfund No2 A/C |
PO Box 1134, NEDLANDS WA 6909 |
|---|---|
| Yelwac Pty Ltd ATF The Cawley Super Fund A/C |
PO Box 1134, NEDLANDS WA 6909 |
| Aglub Investments Pty Ltd ATF Aglub Super Fund A/C |
1 Darling Street, BRONTE NSW 2024 |
| Calama Holdings Pty Ltd ATF Mambat Super Fund A/C |
GPO Box 4261, SYDNEY NSW 2001 |
| Mr Michael Andrew Whiting + Mrs Tracey Anne Whiting ATF Whiting FamilyS/F A/C |
C/- Taylor Collison Limited, GPO Box 2046, ADELAIDE SA 5001 |
| Dinwoodie Investments Pty Ltd ATF Dinwoodie Investments A/C |
GPO Box 4261, SYDNEY NSW 2001 |
| Mr Campbell Dinwoodie Taylor and Miss Sarah Joan Curtis ATF Cambet Super Fund A/C |
GPO Box 4261, SYDNEY NSW 2001 |
| Mr Robert Beaumont Frost ATF Lorraine Valerie Frost A/C |
PO Box 572, Collins Street West, VIC 8007 |
| Tsirbas Sft Pty Ltd ATF Tsirbas Super Fund A/C |
92 Great Buckingham Street, REDFERN NSW 2016 |
| Mr David Chong | 71 Millswyn Street, SOUTH YARRA VIC 3141 |
| Symington Pty Ltd | C/- Moore Stephens, GPO Box 1171, ADELAIDE SA 5001 |
| Octifil Pty Ltd | C/- Taylor Collison Limited, GPO Box 2046, ADELAIDE SA 5001 |
| Mrs Carmel Elizabeth Whiting | C/- Taylor Collison Limited, GPO Box 2046, ADELAIDE SA 5001 |
| UBS Nominees Pty Ltd | Lvl 16, Chifley Tower, 2 Chifley Square, SYDNEY NSW 2000 |
| Jetosea Pty Ltd | Level 12, 234 George Street, SYDNEY NSW 2001 |
| Chifley Investor Group Pty Ltd | Level 7, 151 Macquarie Street, SYDNEY NSW 2001 |
| Cipa Investments Pty Ltd ATF Cipa Investments A/C |
626 Glynburn Road, BEAUMONT SA 5066 |
| Mr Ian Donald Heraud and Mrs Fiona Kerry Heraud ATF HWH Superannuation Ac |
52 Brunel Street, MALVERN EAST VIC 3145 |
| CVC Limited | Level 37, 1 Macquarie Place, SYDNEY NSW 2000 |
| Blueflag Holdings Pty Ltd | Level 18, 123 Pitt Street, SYDNEY NSW 2000 |
| Silverflag Investments Pty Ltd | Level 18, 123 Pitt Street, SYDNEY NSW 2000 |
| J P Morgan Nominees Australia Limited |
Locked Bag 20049, MELBOURNE VIC 3001 |
| Anne Austin | 39 Cawston Road, ATTADALE WA 6156 |
| Michael R Vitale | 16 Lorne Grove, CAMBERWELL VIC 3124 |
| Charles Williams | 3/360 Birrell Street, TAMARAMA NSW 2026 |
| David L Shapiro and Sharon J Shapiro |
Unit 18B, 24 Breaker Street, MAIN BEACH QLD 4217 |
| Double Diamond Investments Pty Ltd ATF Double Diamond Investment Trust |
38 Queens Ave, CAULFIELD VIC 3145 |
| Cyclotek Pty Ltd ATF ATF Cyclotek Unit Trust |
Unit 13, 100 New Street, RINGWOOD VIC 3134 |
TEL005_1700042_312.DOCX
| Gleneagle Asset Ma Alium Alpha Fund |
nagement ATF | L8, 27-31 Macquarie Place, SYDNEY NSW 2000 |
|---|---|---|
| UV-CAP GMBH & C | O KG | Banneggstrasse 57, 88214 Ravensburg, GERMANY |
| Wolfgang Behrenbru | ch | 1403-133A Street, SURREY, B.C., CANADA V4a-6AZ |
| Mr Nirmal Grewal AT Investment A/C |
F NST | Suite 5, 168 Kent Street, SYDNEY NSW 2000 |
| BNP Paribas Noms P [AUACIF] |
ty Ltd | PO Box R209, Royal Exchange NSW 1225 |
| BNP Paribas Noms P [AUMIT-3] |
ty Ltd | PO Box R209, Royal Exchange NSW 1225 |
| Mr Alnis Ernst Vedig Vedig ATF Vedig Su |
and Mrs Rasma per Fund A/C |
8 Hillside Road, BLACKWOOD SA 5051 |
| Mr Nicholas Dermott | Mc Donald | 24A The Point Road, WOOLWICH NSW 2110 |
| Viss Holdings Pty Ltd Investments A/C |
ATF Styler | 14 Wolaroi Crescent, TAMARAMA NSW 2026 |
| Fox Creek Investmen Towzell Family A/C |
ts Pty Ltd ATF | 10 Cross Street, Bronte NSW 2024 |
| PERPETUAL CORP LTD ACF MONASH INVESTMENT COM |
ORATE TRUST ABSOLUTE PANY LTD |
LEVEL 13, 123 PITT STREET SYDNEY NSW 2000 |
| PERPETUAL CORP LTD ACF MONASH INVESTMENT FUND |
ORATE TRUST ABSOLUTE |
LEVEL 13, 123 PITT STREET SYDNEY NSW 2000 |
| BNP Paribas Noms P [AUACIF] |
ty Ltd | PO Box R209, Royal Exchange NSW 1225 |
| BNP Paribas Noms P [AUMIT-3] |
ty Ltd | PO Box R209, Royal Exchange NSW 1225 |
| DCL Australia Pty Lt Trust |
d atf AND Family | Unit 2702, 265 Exhibition Street, Melbourne, VIC 3000 |
| The Oncidium Found | ation | Chemin de I’infante, 84, 1420 BRAINE-I’ALLEUD BELGIUM |
Signature
| print name sign here |
Melanie Farris Capacity Company Secretary |
|---|---|
| Date 16 November 2017 |
|
TEL005_1700042_312.DOCX
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
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(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”
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(9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
TEL005_1700042_312.DOCX