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Telix Pharmaceuticals Ltd Major Shareholding Notification 2017

Nov 15, 2017

31324_rns_2017-11-15_71219d3e-de55-4634-9cc8-29728bad28c3.pdf

Major Shareholding Notification

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603 page 2/2 15 July 2001

Form 603 Corporations Act 2001

Section 671B

Notice of initial substantial holder

Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder Notice of initial substantial holder
ToCompany Name/Scheme
Telix Pharmaceuticals Limited
ACN/ARSN
616 620 369
1. Details of substantial holder (1)
Name
Telix Pharmaceuticals Limited
ACN/ARSN (if applicable)
616 620 369
The holder became a substantial holder on
15 November 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Number of securities
Person’s votes (5)
Voting power (6)
Fully Paid Ordinary Shares
120,437,500
120,437,500
61%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder
became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest(7)
Class and number of securities
Telix Pharmaceuticals Limited
Restriction on disposal of shares
under mandatory escrow
arrangements and voluntary escrow
arrangements disclosed in Telix
Pharmaceuticals Limited’s
prospectus dated 16 October 2017
gives Telix Pharmaceuticals Limited
a technical ‘relevant interest’ in its
own shares under section 608(1)(c)
of the_Corporations Act 2001_(Cth).
However, Telix Pharmaceuticals
Limited has no right to acquire these
shares or to control the voting rights
attaching to these shares.
120,437,500 fully paid ordinary
shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number
of securities
Telix Pharmaceuticals
Limited
-Evo-partners GmbH
-Gnosis
Verwaltungsgesellschaft
m.b.H.
-Aglub Investments Pty.
Ltd., ACN 093 971 281 as
trustee for the Aglub
Investments A/C
-Taycol Nominees Pty. Ltd.,
ACN 007 735 480 as
trustee for the 221 A/c
-Elk River Holdings Pty Ltd,
ACN 609 772 152 as
trustee for the Behrenbruch
Family Trust
-Man Holdings Pty Ltd ATF
Nelson Hybrid A/C
-Mr Francis Xavier Parnis &
Mrs Sally Jane Parnis

-Mr David Lionel Brookes &
Mrs Elisabeth Brookes <Dr
-Evo-partners GmbH
-Gnosis
Verwaltungsgesellschaft
m.b.H.
-Aglub Investments Pty.
Ltd., ACN 093 971 281 as
trustee for the Aglub
Investments A/C
-Taycol Nominees Pty. Ltd.,
ACN 007 735 480 as
trustee for the 221 A/c
-Elk River Holdings Pty Ltd,
ACN 609 772 152 as
trustee for the Behrenbruch
Family Trust
-Man Holdings Pty Ltd ATF
Nelson Hybrid A/C
-Mr Francis Xavier Parnis &
Mrs Sally Jane Parnis

-Mr David Lionel Brookes &
Mrs Elisabeth Brookes <Dr
120,437,500 fully
paid ordinary shares
Telix Pharmaceuticals Limited
616 620 369
Telix Pharmaceuticals Limited
616 620 369
Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Telix Pharmaceuticals Limited Restriction on disposal of shares
under mandatory escrow
arrangements and voluntary escrow
arrangements disclosed in Telix
Pharmaceuticals Limited’s
prospectus dated 16 October 2017
gives Telix Pharmaceuticals Limited
a technical ‘relevant interest’ in its
own shares under section 608(1)(c)
of the_Corporations Act 2001_(Cth).
However, Telix Pharmaceuticals
Limited has no right to acquire these
shares or to control the voting rights
attaching to these shares.
120,437,500 fully paid ordinary
shares
referred to in paragraph 3 above a re as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number
of securities
Telix Pharmaceuticals
Limited
-Evo-partners GmbH
-Gnosis
Verwaltungsgesellschaft
m.b.H.
-Aglub Investments Pty.
Ltd., ACN 093 971 281 as
trustee for the Aglub
Investments A/C
-Taycol Nominees Pty. Ltd.,
ACN 007 735 480 as
trustee for the 221 A/c
-Elk River Holdings Pty Ltd,
ACN 609 772 152 as
trustee for the Behrenbruch
Family Trust
-Man Holdings Pty Ltd ATF
Nelson Hybrid A/C
-Mr Francis Xavier Parnis &
Mrs Sally Jane Parnis

-Mr David Lionel Brookes &
Mrs Elisabeth Brookes <Dr
-Evo-partners GmbH
-Gnosis
Verwaltungsgesellschaft
m.b.H.
-Aglub Investments Pty.
Ltd., ACN 093 971 281 as
trustee for the Aglub
Investments A/C
-Taycol Nominees Pty. Ltd.,
ACN 007 735 480 as
trustee for the 221 A/c
-Elk River Holdings Pty Ltd,
ACN 609 772 152 as
trustee for the Behrenbruch
Family Trust
-Man Holdings Pty Ltd ATF
Nelson Hybrid A/C
-Mr Francis Xavier Parnis &
Mrs Sally Jane Parnis

-Mr David Lionel Brookes &
Mrs Elisabeth Brookes <Dr
120,437,500 fully
paid ordinary shares

TEL005_1700042_312.DOCX

  • DL Brookes Persnl S/F DL Brookes Persnl S/F A/C> A/C>

      • Mrs Elisabeth Mary Mrs Elisabeth Mary Brookes Brookes
    • Mr Andrew David Mintz & - Mr Andrew David Mintz & Mrs Annette Joy Mintz A/C>
    • Richard Zimmermann - Richard Zimmermann - - Alexander Hoepping Alexander Hoepping
    • Richard Baum - Richard Baum - - Rodney Hicks Rodney Hicks
    • Jean-Francois Chatal - Jean-Francois Chatal - Neil Bander - Neil Bander - - Chaitanya Divgi Chaitanya Divgi
    • Jason Lewis - Jason Lewis - Ali Abbassi - Ali Abbassi - - Klaus Kopka Klaus Kopka
    • Samuel Samnick - Samuel Samnick - - Virago Holdings Pty Ltd, Virago Holdings Pty Ltd, ACN 615 946 471 as ACN 615 946 471 as trustee for the Virago trustee for the Virago Holdings Trust Holdings Trust
      • Yelwac Pty Ltd ATF The Yelwac Pty Ltd ATF The Cawley Superfund No2 A/C Cawley Superfund No2 A/C
      • Yelwac Pty Ltd ATF The Yelwac Pty Ltd ATF The Cawley Super Fund A/C Cawley Super Fund A/C
      • Aglub Investments Pty Ltd Aglub Investments Pty Ltd ATF Aglub Super Fund A/C ATF Aglub Super Fund A/C
      • Calama Holdings Pty Ltd Calama Holdings Pty Ltd ATF Mambat Super Fund ATF Mambat Super Fund A/C A/C
      • Mr Michael Andrew Whiting Mr Michael Andrew Whiting + Mrs Tracey Anne Whiting + Mrs Tracey Anne Whiting ATF Whiting Family S/F ATF Whiting Family S/F A/C A/C
      • Dinwoodie Investments Pty Dinwoodie Investments Pty Ltd ATF Dinwoodie Ltd ATF Dinwoodie Investments A/C Investments A/C
      • Mr Campbell Dinwoodie Mr Campbell Dinwoodie Taylor and Miss Sarah Taylor and Miss Sarah Joan Curtis ATF Cambet Joan Curtis ATF Cambet Super Fund A/C Super Fund A/C
    • Mr Robert Beaumont Frost - Mr Robert Beaumont Frost ATF Lorraine Valerie Frost ATF Lorraine Valerie Frost A/C A/C
      • Tsirbas Sft Pty Ltd ATF Tsirbas Sft Pty Ltd ATF Tsirbas Super Fund A/C Tsirbas Super Fund A/C
      • Mr David Chong Mr David Chong
      • Symington Pty Ltd Symington Pty Ltd
      • Octifil Pty Ltd Octifil Pty Ltd
    • Mrs Carmel Elizabeth - Mrs Carmel Elizabeth Whiting Whiting
      • UBS Nominees Pty Ltd UBS Nominees Pty Ltd
      • Jetosea Pty Ltd Jetosea Pty Ltd
      • Chifley Investor Group Pty Chifley Investor Group Pty Ltd Ltd
      • Cipa Investments Pty Ltd Cipa Investments Pty Ltd ATF Cipa Investments A/C ATF Cipa Investments A/C
    • Mr Ian Donald Heraud and - Mr Ian Donald Heraud and Mrs Fiona Kerry Heraud Mrs Fiona Kerry Heraud ATF HWH Superannuation ATF HWH Superannuation Ac Ac
    • CVC Limited - CVC Limited - - Blueflag Holdings Pty Ltd Blueflag Holdings Pty Ltd
      • Silverflag Investments Pty Silverflag Investments Pty Ltd Ltd
      • J P Morgan Nominees J P Morgan Nominees Australia Limited Australia Limited
    • Anne Austin - Anne Austin - Michael R Vitale - Michael R Vitale - Charles Williams - Charles Williams - - David L Shapiro and David L Shapiro and Sharon J Shapiro Sharon J Shapiro
    • Double Diamond - Double Diamond Investments Pty Ltd ATF Investments Pty Ltd ATF Double Diamond Double Diamond Investment Trust Investment Trust
      • Cyclotek Pty Ltd ATF ATF Cyclotek Pty Ltd ATF ATF Cyclotek Unit Trust Cyclotek Unit Trust
      • Gleneagle Asset Gleneagle Asset Management ATF Alium Management ATF Alium Alpha Fund Alpha Fund
  • UV-CAP GMBH & CO KG - UV-CAP GMBH & CO KG - Wolfgang Behrenbruch - Wolfgang Behrenbruch

TEL005_1700042_312.DOCX

-Mr Nirmal Grewal ATF NST
Investment A/C
-BNP Paribas Noms Pty Ltd
[AUACIF]
-BNP Paribas Noms Pty Ltd
[AUMIT-3]
-Mr Alnis Ernst Vedig and
Mrs Rasma Vedig ATF
Vedig Super Fund A/C
-Mr Nicholas Dermott Mc
Donald
-Viss Holdings Pty Ltd ATF
Styler Investments A/C
-Fox Creek Investments Pty
Ltd ATF Towzell Family
A/C
-PERPETUAL
CORPORATE TRUST LTD
ACF MONASH ABSOLUTE
INVESTMENT COMPANY
LTD
-PERPETUAL
CORPORATE TRUST LTD
ACF MONASH ABSOLUTE
INVESTMENT FUND
-BNP Paribas Noms Pty Ltd
[AUACIF]
-BNP Paribas Noms Pty Ltd
[AUMIT-3]
-DCL Australia Pty Ltd atf
AND Family Trust
-The Oncidium Foundation
-Mr Nirmal Grewal ATF NST
Investment A/C
-BNP Paribas Noms Pty Ltd
[AUACIF]
-BNP Paribas Noms Pty Ltd
[AUMIT-3]
-Mr Alnis Ernst Vedig and
Mrs Rasma Vedig ATF
Vedig Super Fund A/C
-Mr Nicholas Dermott Mc
Donald
-Viss Holdings Pty Ltd ATF
Styler Investments A/C
-Fox Creek Investments Pty
Ltd ATF Towzell Family
A/C
-PERPETUAL
CORPORATE TRUST LTD
ACF MONASH ABSOLUTE
INVESTMENT COMPANY
LTD
-PERPETUAL
CORPORATE TRUST LTD
ACF MONASH ABSOLUTE
INVESTMENT FUND
-BNP Paribas Noms Pty Ltd
[AUACIF]
-BNP Paribas Noms Pty Ltd
[AUMIT-3]
-DCL Australia Pty Ltd atf
AND Family Trust
-The Oncidium Foundation

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

substantial holder is as follows:
Holder of relevant
interest
Date of acquisition Consideration (9) Class and number
of securities
Cash Non-cash
Telix Pharmaceuticals
Limited
15 November 2017 Non-cash pursuant to mandatory
escrow deeds and voluntary
escrow deeds between Telix
Pharmaceuticals Limited and
each of the registered holders
listed at 4.
120,437,500 fully
paid ordinary
shares

TEL005_1700042_312.DOCX

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Evo-partners GmbH Feuerwehrheimstrasse 1, 83457 BAYERISCH, GMAIN GERMANY
Gnosis Verwaltungsgesellschaft
m.b.H.
Veilchenweg 38, D-01326 Dresden, GERMANY
Aglub Investments Pty. Ltd., ACN 093
971 281 as trustee for the Aglub
Investments A/C
1 Darling Street, BRONTE NSW 2024
Taycol Nominees Pty. Ltd., ACN 007
735 480 as trustee for the 221 A/c
GPO Box 2046, ADELAIDE SA 5001
Elk River Holdings Pty Ltd, ACN 609
772 152 as trustee for the
Behrenbruch FamilyTrust
4, 363B Lygon Street, BRUNSWICK EAST VIC 3057
Man Holdings Pty Ltd ATF Nelson
Hybrid A/C
PO Box R1760, ROYAL EXCHANGE NSW 1225
Mr Francis Xavier Parnis & Mrs Sally
Jane Parnis A/C>
155 Strangways Terrace, North Adelaide SA 5006
Mr David Lionel Brookes & Mrs
Elisabeth Brookes Persnl S/F A/C>
PO Box 824 Mt Barker SA 5251
Mrs Elisabeth Mary Brookes PO Box 824 Mt Barker SA 5251
Mr Andrew David Mintz & Mrs Annette
Joy Mintz Fund A/C>
12 Pembroke Street, Kensington Park SA 5068
Richard Zimmermann 29 A rue des Eviats, 67220 LALAYE FRANCE
Alexander Hoepping Hornweg 26, D-01324 DRESDEN GERMANY
Richard Baum Bergweg 4, HARGESHEIM GERMANY
Rodney Hicks 3 Macartney Avenue, KEW VIC 3101
Jean-Francois Chatal 12 Avenue Collet, 44380 PORNICHET FRANCE
Neil Bander 2 Hemlock Hills, CHAPPAQUA, NEW YORK 10514 UNITED STATES
Chaitanya Divgi 1417 Robinhood Road, MEADOWBROOK, PENNSYLVANIA 19046 UNITED
STATES
Jason Lewis Apartment 4BC, 345 East 68th, NEW YORK, NY 10065 UNITED STATES
Ali Abbassi Apartment 5C, 1425 York Avenue, NEW YORK, NY 10021 UNITED STATES
Klaus Kopka Schulstr. 7 D-69221, DOSSENHEIM GERMANY
Samuel Samnick Steinhubel 11, D-66424 HOMBURG/SAAR GERMANY
Virago Holdings Pty Ltd, ACN 615
946 471 as trustee for the Virago
Holdings Trust
222 St Kilda Road, ST KILDA VIC 3182

TEL005_1700042_312.DOCX

Yelwac Pty Ltd ATF The Cawley
Superfund No2 A/C
PO Box 1134, NEDLANDS WA 6909
Yelwac Pty Ltd ATF The Cawley
Super Fund A/C
PO Box 1134, NEDLANDS WA 6909
Aglub Investments Pty Ltd ATF Aglub
Super Fund A/C
1 Darling Street, BRONTE NSW 2024
Calama Holdings Pty Ltd ATF
Mambat Super Fund A/C
GPO Box 4261, SYDNEY NSW 2001
Mr Michael Andrew Whiting + Mrs
Tracey Anne Whiting ATF Whiting
FamilyS/F A/C
C/- Taylor Collison Limited, GPO Box 2046, ADELAIDE SA 5001
Dinwoodie Investments Pty Ltd ATF
Dinwoodie Investments A/C
GPO Box 4261, SYDNEY NSW 2001
Mr Campbell Dinwoodie Taylor and
Miss Sarah Joan Curtis ATF Cambet
Super Fund A/C
GPO Box 4261, SYDNEY NSW 2001
Mr Robert Beaumont Frost ATF
Lorraine Valerie Frost A/C
PO Box 572, Collins Street West, VIC 8007
Tsirbas Sft Pty Ltd ATF Tsirbas Super
Fund A/C
92 Great Buckingham Street, REDFERN NSW 2016
Mr David Chong 71 Millswyn Street, SOUTH YARRA VIC 3141
Symington Pty Ltd C/- Moore Stephens, GPO Box 1171, ADELAIDE SA 5001
Octifil Pty Ltd C/- Taylor Collison Limited, GPO Box 2046, ADELAIDE SA 5001
Mrs Carmel Elizabeth Whiting C/- Taylor Collison Limited, GPO Box 2046, ADELAIDE SA 5001
UBS Nominees Pty Ltd Lvl 16, Chifley Tower, 2 Chifley Square, SYDNEY NSW 2000
Jetosea Pty Ltd Level 12, 234 George Street, SYDNEY NSW 2001
Chifley Investor Group Pty Ltd Level 7, 151 Macquarie Street, SYDNEY NSW 2001
Cipa Investments Pty Ltd ATF Cipa
Investments A/C
626 Glynburn Road, BEAUMONT SA 5066
Mr Ian Donald Heraud and Mrs Fiona
Kerry Heraud ATF HWH
Superannuation Ac
52 Brunel Street, MALVERN EAST VIC 3145
CVC Limited Level 37, 1 Macquarie Place, SYDNEY NSW 2000
Blueflag Holdings Pty Ltd Level 18, 123 Pitt Street, SYDNEY NSW 2000
Silverflag Investments Pty Ltd Level 18, 123 Pitt Street, SYDNEY NSW 2000
J P Morgan Nominees Australia
Limited
Locked Bag 20049, MELBOURNE VIC 3001
Anne Austin 39 Cawston Road, ATTADALE WA 6156
Michael R Vitale 16 Lorne Grove, CAMBERWELL VIC 3124
Charles Williams 3/360 Birrell Street, TAMARAMA NSW 2026
David L Shapiro and Sharon J
Shapiro
Unit 18B, 24 Breaker Street, MAIN BEACH QLD 4217
Double Diamond Investments Pty Ltd
ATF Double Diamond Investment
Trust
38 Queens Ave, CAULFIELD VIC 3145
Cyclotek Pty Ltd ATF ATF Cyclotek
Unit Trust
Unit 13, 100 New Street, RINGWOOD VIC 3134

TEL005_1700042_312.DOCX

Gleneagle Asset Ma
Alium Alpha Fund
nagement ATF L8, 27-31 Macquarie Place, SYDNEY NSW 2000
UV-CAP GMBH & C O KG Banneggstrasse 57, 88214 Ravensburg, GERMANY
Wolfgang Behrenbru ch 1403-133A Street, SURREY, B.C., CANADA V4a-6AZ
Mr Nirmal Grewal AT
Investment A/C
F NST Suite 5, 168 Kent Street, SYDNEY NSW 2000
BNP Paribas Noms P
[AUACIF]
ty Ltd PO Box R209, Royal Exchange NSW 1225
BNP Paribas Noms P
[AUMIT-3]
ty Ltd PO Box R209, Royal Exchange NSW 1225
Mr Alnis Ernst Vedig
Vedig ATF Vedig Su
and Mrs Rasma
per Fund A/C
8 Hillside Road, BLACKWOOD SA 5051
Mr Nicholas Dermott Mc Donald 24A The Point Road, WOOLWICH NSW 2110
Viss Holdings Pty Ltd
Investments A/C
ATF Styler 14 Wolaroi Crescent, TAMARAMA NSW 2026
Fox Creek Investmen
Towzell Family A/C
ts Pty Ltd ATF 10 Cross Street, Bronte NSW 2024
PERPETUAL CORP
LTD ACF MONASH
INVESTMENT COM
ORATE TRUST
ABSOLUTE
PANY LTD
LEVEL 13, 123 PITT STREET SYDNEY NSW 2000
PERPETUAL CORP
LTD ACF MONASH
INVESTMENT FUND
ORATE TRUST
ABSOLUTE
LEVEL 13, 123 PITT STREET SYDNEY NSW 2000
BNP Paribas Noms P
[AUACIF]
ty Ltd PO Box R209, Royal Exchange NSW 1225
BNP Paribas Noms P
[AUMIT-3]
ty Ltd PO Box R209, Royal Exchange NSW 1225
DCL Australia Pty Lt
Trust
d atf AND Family Unit 2702, 265 Exhibition Street, Melbourne, VIC 3000
The Oncidium Found ation Chemin de I’infante, 84, 1420 BRAINE-I’ALLEUD BELGIUM

Signature

print name
sign here
Melanie Farris
Capacity
Company Secretary
Date
16 November 2017

TEL005_1700042_312.DOCX

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”

  • (9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

TEL005_1700042_312.DOCX