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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2020
Jan 7, 2020
31096_dirs_2020-01-07_581ac2ac-92ad-4331-90d9-b67c20a008da.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2019-12-31
Reporting Person: VOTING TRUST (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-08 | Common Shares | Z | 4325 | — | Disposed | 6230501 | Indirect |
| 2019-07-25 | Common | Z | 3693 | — | Disposed | 6226808 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-08 | Series A Common Shares | $ | Z | 4702 | Disposed | Common Shares (4702.0) | Indirect | |
| 2019-07-25 | Series A Common Shares | $ | Z | 5307 | Disposed | Common Shares (5307.0) | Indirect |
Footnotes
F1: Withdraw of shares by voting trust holder
F2: The trustees of the Voting Trust are Walter C. D. Carlson, LeRoy T. Carlson, Jr., Letitia G. Carlson, and Prudence Carlson. The Voting Trust entered into as of June 30, 1989 expires on June 30, 2035. The Voting Trust was created to facilitate long-standing relationships among the trusts certificate holders. In addition, the trustees of the Voting Trust, from time to time, commit on behalf of certain depositors in the Voting Trust dividends which would otherwise be paid to the Voting trustees and distributed to such depositors to the purchase of shares of the Company's Series A or common stock under the dividend reinvestment plan. The shares so purchased are held for the account of the Voting trustees on behalf of such depositors and are included herein. The filing of this statement shall not be construed as an admission that any voting trustee is for the purpose of Section 16 of the Act, the beneficial owner of any equity securities covered hereby.
F3: Includes 458,645 Common shares acquired pursuant to a dividend reinvestment plan.
F4: Series A Common shares are convertible, on a share-for-share basis, into common shares.
F5: Includes 658,476 Series A Common shares acquired pursuant to a dividend reinvestment plan.