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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2019
Jan 8, 2019
31096_dirs_2019-01-08_127baecc-6c52-45a2-bd76-d342e07b87a9.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2018-12-31
Reporting Person: CARLSON WALTER CD (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 48623 | Direct |
| Common Shares | 1965722 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Common shares | $ | Common Shares (1189) | 1189 | Direct | |
| Series A Common Shares | $ | Common Shares (2272654) | 2272543 | Indirect |
Footnotes
F1: Series A Common shares are convertible, on a share-for-share basis, into common shares.
F2: Reporting person is one of four trustees which is record owner of these shares and while files its holdings on forms 4. Of these shares, 130,023 are held for the benefit of children, 7,770 are held by wife, and 688,689 are held by family partnership of which reporting person is a general partner. Includes 27,024 shares that reporting person is trustee of trusts which his children beneficially own the shares in the trusts. Reporting person disclaims beneficial ownership of shares held for benefit of persons other than the reporting person. The remaining shares include 318,677 in GRAT's name and 793,539 in the individual reporting person's name.
F3: Reporting person is one of four trustees which is record owner of these shares and while files its holdings on forms 4. Of these shares, 150,068 are held for the benefit of children, 719,659 are held by a family limited partnership, and 750,355 are held by family partnership of which reporting person is a general partner. Includes 29,189 that reporting person is trustee of trusts which his children beneficially own the shares in the trusts. Reporting person disclaims beneficial ownership of the shares held for the benefit of persons other than the reporting person. The remaining shares include 350,000 owned by GRAT and 273,272 shares in the individuals reporting person's name.