AI assistant
TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2018
Jan 4, 2018
31096_dirs_2018-01-04_b2286a66-24d1-40fa-a938-c58830e8aa60.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2017-12-31
Reporting Person: CARLSON WALTER CD (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 44017 | Direct |
| Common Shares | 1961291 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Common shares | $ | Common Shares (1162) | 1162 | Direct | |
| Series A Common Shares | $ | Common Shares (2264680) | 2264680 | Indirect |
Footnotes
F1: Series A Common shares are convertible, on a share-for-share basis, into common shares.
F2: Reporting person is one of four trustees which is record owner of these shares and while files its holdings on forms 4. Of these shares, 128,215 are held for the benefit of children, 7,770 are held by wife, and 688,267 are held by family partnership of which reporting person is a general partner. Includes 26,875 shares that reporting person is trustee of trusts which his children beneficially own the shares in the trusts. Reporting person disclaims beneficial ownership of shares held for benefit of persons other than the reporting person. The remaining shares include 350,000 in GRAT's name and 760,164 in the individual reporting person's name.
F3: Reporting person is one of four trustees which is record owner of these shares and while files its holdings on forms 4. Of these shares, 147,996 are held for the benefit of children, 716,397 are held by a family limited partnership, and 749,857 are held by family partnership of which reporting person is a general partner. Includes 29,031 that reporting person is trustee of trusts which his children beneficially own the shares in the trusts. Reporting person disclaims beneficial ownership of the shares held for the benefit of persons other than the reporting person. The remaining shares include 350,000 owned by GRAT and 271,399 shares in the individuals reporting person's name.