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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2018
Jan 12, 2018
31096_dirs_2018-01-12_ed2a0461-95c5-4907-896b-dc4e13973c27.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2017-12-31
Reporting Person: MEYERS KENNETH R (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Deferred Compensation | $ | J | 833 | Acquired | Common Shares (38192) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5579 | Indirect |
| Common Shares | 40848 | Direct |
| Common Shares | 1043 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to buy) | $35.35 | 2018-08-26 | Common Shares (93000) | 93000 | Direct |
| Option (Right to buy) | $26.95 | 2019-05-20 | Common Shares (129400) | 129400 | Direct |
| Option (Right to buy) | $26.66 | 2020-05-25 | Common Shares (132500) | 132500 | Direct |
| Option (Right to buy) | $29.94 | 2021-05-13 | Common Shares (121200) | 121200 | Direct |
| Option (Right to buy) | $20.79 | 2022-05-16 | Common Shares (225300) | 225300 | Direct |
| Option (Right to buy) | $22.60 | 2023-05-10 | Common Shares (177319) | 177319 | Direct |
Footnotes
F1: Granted under the 2004 Long-term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on Aug. 26, 2009, one-third becoming exercisable on Aug. 26, 2010 and one-third becoming exercisable on Aug. 26, 2011.
F2: Reporting person deferred bonuses pursuant to the Long Term Incentive Plans. These shares are fully vested.
F3: Granted under the 2004 Long-term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary.
F4: Voluntary reporting of shares acquired in the TDS 401K plan. The information is based on a plan statement dated 12/29/17. The number of shares fluctuates and is attributable to the price of the shares on 12/29/17.
F5: Granted under the 2011 Long term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary.
F6: Granted under the 2011 Long-Term Incentive Plan. Options vest on the third annual anniversary.