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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2017
Jan 9, 2017
31096_dirs_2017-01-09_3822d202-c5d2-4b0a-9c80-589299d8389e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2016-12-31
Reporting Person: CARLSON LETITIA G C (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 28382 | Direct |
| Common Shares | 1842181 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Common Shares | $ | Common Shares (2012253) | 2012253 | Indirect | |
| Series A Common Shares | $ | Common Shares (1166) | 1166 | Direct |
Footnotes
F1: Series A Common shares are convertible, on a share-for-share basis, into common shares.
F2: Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a form 4. Of these shares, 5984 are owned by husband, 138,304 are held for the benefit of children and 749,344 are held by a family partnership of which reporting person is a general partner. Reporting person disclaims beneficial ownership of shares held for the benefit of persons other than the reporting person. Includes 1,118,621 shares in reporting person's name.
F3: Reporting person is one of four trustees of a voting trust which is record owner of these Common shares and which files its holdings on a form 4. Of these shares, 5499 are owned by husband, 92,189 are held for the benefit of children, 530,567 are held in generation skipping trust, and 687,833 are held by a family partnership of which reporting person is a general partner. Reporting person disclaims beneficial ownership of shares held for the benefit of persons other than the reporting person. Includes 526,093 shares in reporting persons name.