AI assistant
TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2015
Jan 20, 2015
31096_dirs_2015-01-20_3c33015c-2392-45ae-90ca-38297c6e8dfd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2014-12-31
Reporting Person: Shuma Douglas D (Sr VP & Corporate Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Deferred Compensation | $ | J | 120 | Acquired | Common Shares (5777) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 13933 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to buy) | $35.35 | 2018-08-26 | Common Shares (15300) | 15300 | Direct |
| Option (Right to buy) | $29.94 | 2021-05-13 | Common Shares (21500) | 21500 | Direct |
| Option (Right to buy) | $20.79 | 2022-05-15 | Common Shares (24533) | 24533 | Direct |
| Option (Right to buy) | $22.60 | 2023-05-10 | Common Shares (29814) | 29814 | Direct |
| Option (Right to buy) | $26.83 | 2024-05-16 | Common Shares (25411) | 25411 | Direct |
| Restricted Stock Units | $ | 2016-05-10 | Common Shares (5486) | 5486 | Direct |
| Restricted Stock Units | $ | 2017-05-16 | Common Shares (5638) | 5638 | Direct |
Footnotes
F1: Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on Aug. 26, 2009, one-third becoming exercisable on Aug. 26, 2010 and one-third becoming exercisable on Aug. 26, 2011.
F2: Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second annual anniversary and one-third on the third annual anniversary.
F3: Reporting person deferred performance bonuses pursuant to the Long Term Incentive Plans. At Dec. 31, 2014, a total of 5,777 were vested.
F4: Granted under the 2011 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second annual anniversary and one-third on the third annual anniversary. Reporting person previously exercised 12,267 shares.
F5: Granted under the the 2011 Long-Term Incentive Plan. Options vest on the third annual anniversary.
F6: Restricted stock units pursuant to the 2011 Long Term Incentive Plan. Stock units will become vested on the third annual anniversary.