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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2012
Jan 17, 2012
31096_dirs_2012-01-17_6ee99d1f-b6f9-4079-a082-740aa5e45605.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2011-12-31
Reporting Person: Carlson Prudence E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-25 | Special Common Shares | J | 4603 | — | Disposed | 1719431.69 | Indirect |
| 2011-10-25 | Special Common Shares | J | 4603 | — | Acquired | 1719431.69 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 11.22 | Direct |
| Special Common Shares | 49693.52 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Common Shares | $ | Common or Special Common Shares (179291.25) | 179291.25 | Direct | |
| Series A Common | $ | Common or Special Common Shares (1720583.5) | 1720583.5 | Indirect |
Footnotes
F1: Reporting person is one of four trustees of a voting trust which is record owner of these special common shares and which files its holdings on a Form 4. Beneficial ownership is disclaimed with respect to 33,892.39 special common shares held for the benefit of spouse and children. Includes 19,458.34 in reporting person's name and 979,769 in reporting person's Grantor Retained Annuity Trust (GRAT) both held for the benefit of the reporting person and 686,311.94887 held by family partnerships of which reporting person is a general partner.
F2: Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a Form 4. Beneficial ownership is disclaimed with respect to 28,340.23 Series A common shares held for the benefit of spouse and children. Includes 1,692,243.28 shares which are held by family partnerships of which reporting person is a general partner.
F3: On Oct 25, the reporting person transferred voting trust certificates representing 4603 special common shares from reporting person's GRAT to reporting person individually. The reporting person previously reported all securities held in her name and through a GRAT. Accordingly, the transfer of voting trust certificates did not result in any change in the number of securities reported as beneficially owned by the reporting person.
F4: Series A Common shares are convertible on a share for share basis into common.