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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2012
Jan 26, 2012
31096_dirs_2012-01-26_9b303e8b-90c7-4220-8932-7aa5ed19514d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2012-01-24
Reporting Person: THAUS KURT B (Senior VP - CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-24 | Special Common Shares | J | 4870 | — | Disposed | 0 | Direct |
| 2012-01-24 | Common Shares | J | 4870 | — | Acquired | 4870 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-24 | Options (Right to Buy) | $59.45 | J | 16727 | Disposed | 2017-07-02 | Special Common Shares (16727) | Direct |
| 2012-01-24 | Options (Right to Buy) | $59.45 | J | 16727 | Acquired | 2017-07-02 | Common Shares (16727) | Direct |
| 2012-01-24 | Options (Right to Buy) | $35.35 | J | 21500 | Disposed | 2018-08-26 | Special Common Shares (21500) | Direct |
| 2012-01-24 | Options (Right to Buy) | $35.35 | J | 21500 | Acquired | 2018-08-26 | Common Shares (21500) | Direct |
| 2012-01-24 | Options (Right to Buy) | $26.95 | J | 26500 | Disposed | 2019-05-20 | Special Common Shares (26500) | Direct |
| 2012-01-24 | Options (Right to Buy) | $26.95 | J | 26500 | Acquired | 2019-05-20 | Common Shares (26500) | Direct |
| 2012-01-24 | Option (Right to Buy) | $26.66 | J | 24500 | Disposed | 2020-05-25 | Special Common Shares (24500) | Direct |
| 2012-01-24 | Option (Right to Buy) | $26.66 | J | 24500 | Acquired | 2020-05-25 | Common Shares (24500) | Direct |
| 2012-01-24 | Option (Right to Buy) | $29.94 | J | 22600 | Disposed | 2021-05-13 | Special Common Shares (22600) | Direct |
| 2012-01-24 | Option (Right to Buy) | $29.94 | J | 22600 | Acquired | 2021-05-13 | Common Shares (22600) | Direct |
| 2012-01-24 | Restricted Stock Units | $ | J | 3500 | Disposed | 2012-12-15 | Special Common Shares (3500) | Direct |
| 2012-01-24 | Restricted Stock Units | $ | J | 3500 | Acquired | 2012-12-15 | Common Shares (3500) | Direct |
| 2012-01-24 | Restricted Stock Units | $ | J | 3500 | Disposed | 2013-12-02 | Special Common Shares (3500) | Direct |
| 2012-01-24 | Restricted Stock Units | $ | J | 3500 | Acquired | 2013-12-02 | Common Shares (3500) | Direct |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-3 and Rule 16b-7, each Special Common Share was reclassified into one Common Share, each Common Share was reclassified into 1.087 Common Shares, and each Series A Common Share was reclassified into 1.087 Series A Common Shares, and each stock award relating to such shares was appropriately adjusted.
F2: Granted under the 2004 Long Term Incentive Plan. Option vests over a 3 year period with one-third vesting on the first annual anniversary, one-third vesting on the second annual annniversary and one-third vesting on the third annual anniversary.
F3: Restricted stock that vests on Dec. 15, 2012.
F4: Restricted stock that vests on Dec. 2, 2013.