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TELEPHONE & DATA SYSTEMS INC /DE/ — Director's Dealing 2012
Jan 26, 2012
31096_dirs_2012-01-26_19ba6aec-21e2-4567-aa51-c42a644fe21c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)
CIK: 0001051512
Period of Report: 2012-01-24
Reporting Person: CARLSON LEROY T (Director, Chairman Emeritus)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-24 | Common Shares | J | 5441.79 | — | Disposed | 0 | Indirect |
| 2012-01-24 | Special Common Shares | J | 2655.56 | — | Disposed | 0 | Indirect |
| 2012-01-24 | Common Shares | J | 8707.81 | — | Acquired | 8707.81 | Indirect |
| 2012-01-24 | Common Shares | J | 58915.55 | — | Disposed | 0 | Direct |
| 2012-01-24 | Common Shares | J | 64041.2029 | — | Acquired | 64041.2029 | Direct |
| 2012-01-24 | Special Common Shares | J | 220073.51 | — | Disposed | 0 | Direct |
| 2012-01-24 | Common Shares | J | 220073.51 | — | Acquired | 220073.51 | Indirect |
| 2012-01-24 | Special Common Shares | J | 12961.06 | — | Disposed | 0 | Direct |
| 2012-01-24 | Common Shares | J | 12961.06 | — | Acquired | 77002.2629 | Direct |
| 2012-01-24 | Special Common Shares | J | 9663.75 | — | Disposed | 0 | Indirect |
| 2012-01-24 | Common Shares | J | 9663.75 | — | Acquired | 9663.75 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-24 | Series A Common Shares | $ | J | 56449.2 | Disposed | Common or Special Common shares (56449.2) | Indirect | |
| 2012-01-24 | Series A Common Shares | $ | J | 61360.2804 | Acquired | Common Shares (61360.2804) | Indirect | |
| 2012-01-24 | Series A Common Shares | $ | J | 224950.82 | Disposed | Common or Special Common Shares (224950.82) | Indirect | |
| 2012-01-24 | Series A Common Shares | $ | J | 244521.983 | Acquired | Common Shares (244521.983) | Indirect | |
| 2012-01-24 | Deferred Compensation | $ | J | 32126.61 | Disposed | Common Shares (32126.61) | Direct | |
| 2012-01-24 | Deferred Compensation | $ | J | 34921.6251 | Acquired | Common Shares (34921.6251) | Direct | |
| 2012-01-24 | Deferred Compensation | $ | J | 76939.588 | Disposed | Special Common Shares (76939.588) | Direct | |
| 2012-01-24 | Deferred Compensation | $ | J | 76939.588 | Acquired | Common Shares (76939.588) | Direct | |
| 2012-01-24 | Option (Right to Buy) | $59.00 | J | 22170 | Disposed | 2012-07-05 | Common and Special Common Shares (22170) | Direct |
| 2012-01-24 | Option (Right to Buy) | $28.27 | J | 46268.79 | Acquired | 2012-07-05 | Common Shares (46268.79) | Direct |
| 2012-01-24 | Option (Right to Buy) | $52.92 | J | 23605 | Disposed | 2013-07-03 | Common and Special Common Shares (23605) | Direct |
| 2012-01-24 | Option (Right to Buy) | $25.36 | J | 49263.635 | Acquired | 2013-07-03 | Common Shares (49263.635) | Direct |
| 2012-01-24 | Option (Right to Buy) | $66.00 | J | 22475 | Disposed | 2014-05-08 | Common and Special Common Shares (22475) | Direct |
| 2012-01-24 | Option (Right to buy) | $31.62 | J | 46905.325 | Acquired | 2014-05-08 | Common Shares (46905.325) | Direct |
| 2012-01-24 | Option (Right to Buy) | $77.36 | J | 26531 | Disposed | 2015-04-20 | Common and Special Common Shares (26531) | Direct |
| 2012-01-24 | Option (Right to Buy) | $37.07 | J | 55370.197 | Acquired | 2015-04-20 | Common Shares (55370.197) | Direct |
| 2012-01-24 | Option (Right to Buy) | $38.00 | J | 61127 | Disposed | 2016-06-19 | Special Common Shares (61127) | Direct |
| 2012-01-24 | Option (Right to Buy) | $38.00 | J | 61127 | Acquired | 2016-06-19 | Common Shares (61127) | Direct |
| 2012-01-24 | Option (Right to Buy) | $59.45 | J | 36116 | Disposed | 2017-07-02 | Special Common Shares (36116) | Direct |
| 2012-01-24 | Option (Right to Buy) | $59.45 | J | 36116 | Acquired | 2017-07-02 | Common Shares (36116) | Direct |
| 2012-01-24 | Option (Right to Buy) | $35.35 | J | 41500 | Disposed | 2018-08-26 | Special Common Shares (41500) | Direct |
| 2012-01-24 | Option (Right to Buy) | $35.35 | J | 41500 | Acquired | 2018-08-26 | Common Shares (41500) | Direct |
| 2012-01-24 | Option (Right to Buy) | $26.95 | J | 42200 | Disposed | 2019-05-20 | Special Common Shares (42200) | Direct |
| 2012-01-24 | Option (Right to Buy) | $26.95 | J | 42200 | Acquired | 2019-05-20 | Common Shares (42200) | Direct |
| 2012-01-24 | Option (Right to Buy) | $26.66 | J | 39900 | Disposed | 2020-05-25 | Special Common Shares (39900) | Direct |
| 2012-01-24 | Option (Right to Buy) | $26.66 | J | 39900 | Acquired | 2020-05-25 | Common Shares (39900) | Direct |
| 2012-01-24 | Option (Right to Buy) | $29.94 | J | 31400 | Disposed | 2021-05-13 | Special Common Shares (31400) | Direct |
| 2012-01-24 | Option (Right to Buy) | $29.94 | J | 31400 | Acquired | 2021-05-13 | Common Shares (31400) | Direct |
| 2012-01-24 | Restricted Stock Units | $ | J | 7500 | Disposed | 2012-12-15 | Special Common Shares (7500) | Direct |
| 2012-01-24 | Restricted Stock Units | $ | J | 7500 | Acquired | 2012-12-15 | Common Shares (7500) | Direct |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-3 and Rule 16b-7, each Special Common Share was reclassified into one Common Share, each Common Share was reclassified into 1.087 Common Shares, and each Series A Common Share was reclassified into 1.087 Series A Common Shares, and each stock award relating to such shares was appropriately adjusted.
F2: Series A Common Shares are convertible, on a share-for-share basis.
F3: Granted under the 2004 Long Term Incentive Plan. Options vest over a three year period with one-third vesting on the first annual anniversary, one-third vesting on the second annual anniversary and one-third vesting on third annual anniversary.
F4: Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 190,654.95 (including 39,382.95 shares acquired pursuant to a dividend reinvestment plan) owned by wife. Includes 2764.56 shares acquired pursuant to a dividend reinvestment plan.
F5: Reporting person has deferrred bonuses pursuant to the Long term incentive plan. The employer match vests ratably at 33%, 33% and 34% per year over a 3 year period. Special common share units vested at 12/31/11 were 75,225.97.
F6: Reporting person has deferrred bonuses pursuant to the Long term incentive plan. The employer match vests ratably at 33%, 33% and 34% per year over a 3 year period. Common share units vested at 12/31/11 were 32,126.61
F7: Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 208,176.816 (including 43,743.816 shares acquired pursuant to a dividend reinvestment plan) owned by wife. Includes 7372.167 shares acquired pursuant to a dividend reinvestment plan.
F8: Pursuant to a reclassification exempt under Rule 16b-3 and Rule 16b-7, each Special Common Share was reclassified into one Common Share, each Common Share was reclassified into 1.087 Common Shares, and each Series A Common Share was reclassified into 1.087 Series A Common Shares, and each stock award relating to such shares was appropriately adjusted.
F9: Restricted stock units vest on Dec. 15, 2012.