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Tectonic Therapeutic, Inc. — Director's Dealing 2020
Dec 29, 2020
33251_dirs_2020-12-28_e8cdeb5e-fe27-4b02-9539-3ecf306b5e8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AVROBIO, Inc. (AVRO)
CIK: 0001681087
Period of Report: 2020-12-24
Reporting Person: MACKAY GEOFFREY (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-24 | Common Stock | M | 100000 | $.4132 | Acquired | 245123 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-24 | Stock Option (Right to Buy) | $.4132 | M | 100000 | Disposed | 2026-04-12 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 72604 | Indirect |
| Common Stock | 72604 | Indirect |
| Common Stock | 200000 | Indirect |
Footnotes
F1: This filing relates to the exercise of a Stock Option. No shares of Common Stock were sold by the Reporting Person, and the shares of Common Stock received upon exercise of the Stock Option are subject to a lock-up agreement with Morgan Stanley & Co. LLC and Cowen and Company, LLC.
F2: 25% of the shares vested on July 1, 2017, and the remaining 75% vest in equal quarterly installments thereafter over a three-year period.
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